Poison In The Ink: The Cool Art of Planet-Hunting

Ogle_2005_2 A few weeks ago, astronomers announced they had found a new planet in orbit around a dim red star 28,000 light years away. Called OGLE-2005-BLG-390Lb, the extrasolar world was not only the latest to be uncovered by planet-hunters, it was also the smallest to be detected around a normal star—only five and a half times as massive as Earth.

The new world was detected using a trick of Einsteinian physics called “gravitational microlensing,” whereby warped spacetime around a star acts like a lens to bend and focus light from a distant star directly behind it.

This lensing effect magnifies the distant star’s light, making it appear brighter than it normally would. If the lensing star is also host to a planet, the distant star’s light becomes brighter still. Here’s a flash animation of how gravitational microlensing works.

Astronomers use this increase in brightness to calculate the ratio between the lensing star’s mass and the mass of its planet. They can also calculate the distance between the two objects.

OGLE-2005 was only the third planet—and the first rocky one—to be found with the microlensing technique. The other two were giant gas-planets that were several times larger than Jupiter.

The rest of the more than 150 planets discovered so far were found using two other techniques. One of them is variously referred to as the radial velocity or Doppler or “wobble” technique. The other is called the transit technique.

My editor often has to remind me that the general public is usually more interested in what a finding is than in the technical details behind a finding. Most of the time, my editor is right. In this case, however, I think the techniques employed by planet-hunters are pretty cool so the following is a brief primer on how the techniques work and the pros and cons of each:

Transit technique:

If the orbit of a planet around its star just happens to be edge-on, then once during every revolution, it will pass in front of the star. If astronomers have their telescopes trained on the star when this happens, they can detect a dip in the star’s brightness.

Scientists compare this to watching a mosquito fly in front of a very large flashlight from two-hundred miles away and trying to figure out how much dimming has occurred. To get an idea of the size-relationships involved, here’s a picture (credit: David Cortner) of Venus transiting our Sun:

Venus_transit_1

As this picture shows, the transit technique works best for big planets. Another disadvantage of the the transit technique is that only a small percentage of planets are configured this way around their stars.

Doppler (aka “wobble”) technique:

By sheer virtue of its mass, a star will affect the movement of the planet orbiting around it. This is easy to understand. Something that may be more difficult to wrap your head around (at least for me) is the fact that planets, by virtue of their mass, can cause their host stars to move in small counter-orbits.

Astronomers can detect this tiny “wobble” in the star’s movements, and use it to determine the size and mass of an orbiting planet.

The wobble technique has been the most successful so far in finding extrasolar planets. It was this technique that found the first extrasolar planet around a normal star in 1995, called 51 Pegasi.

Because the perturbations that a planet induces in its star is so small, the wobble technique can only detect very massive gas planets or planets very close to their stars. This requirement rules out the possibility of finding rocky, Earth-like planets that lie within a star’s habitable zone, the space around a star where liquid water can exist on a planet’s surface.

Also, the wobble technique can only detect stars that are within about 160 light years of Earth and it can be slow. Astronomers must watch a planet make one complete orbit before they can be sure that what they’re seeing is the effect of a planet on its star. For small planets close to their stars, this isn’t too big a deal, but for big gas giants that are quite a distance away, orbit times can take many years.

Gravitational microlensing:

Like the other two techniques, gravitational microlensing has its strengths and weaknesses.

Currently, microlensing is the only planet-finding technique capable of detecting low-mass, rocky planets within a star’s habitable zone. It can also find planets that are very far away. Whereas the transit and wobble technique can only find planets that are hundreds or thousands of light years from Earth, respectively, microlensing can find stars that are tens of thousands of light years away.

Microlensing is also the only one of the three techniques that can find planets around small, dim stars like red dwarfs. That’s because unlike the wobble or transit technique, microlensing doesn’t rely on the detection of light from a planet’s host star.

As for its cons, microlensing yields very little information about a planet  compared to the other  two techniques. With the transit technique, astronomers can not only glean information about a planet’s size and its distance from its star, they can also take measurements of its atmosphere. And in the wobble technique, scientists know how long a planet takes to orbit its star.

A planet-detection made with microlensing, in contrast, yields only two types of information: the mass ratio between the star and the planet and the distance between the two objects. Critics point out that determining a star’s mass is very difficult, so if that’s off, calculations about the planet’s mass will be off too.

Another common criticism of microlensing is that it relies on a precise  alignment between a distant star, a planet-hosting lensing star and observers on Earth. This type of alignment occurs only once in all of cosmological history for any two stars. A microlensing experiment can therefore never be repeated or verified by other scientists at a later date. 

Many astronomers view this as an acceptable trade-off, however, because of microlensing’s speed (OGLE-2005 was confirmed in a day) and the type of information it can provide.

Microlensing is the shot-gun approach to planet-hunting. It’s a quick and dirty way for astronomers to take a galactic planet census to see what types of planets exist in our Milky Way and determine how common each type is.

Astronomers also point out that what a microlensing experiment lacks in repeatability, it makes up for in simultaneous verifications made with numerous telescopes scattered around the globe. The detection of OGLE-2005, for example, involved 73 researchers and 32 institutions worldwide.

The next generation of planet-finding tools:

Tpf_2 The holy grail for planet-hunters, of course, is to find a habitable Earth-like planet, but many scientists don’t expect this to happen until the next generation of space telescopes are deployed, which won’t be for nearly another decade at least. Two projects that have received a lot of attention are NASA’s Terrestrial Planet Finder (TPF), set for launch in 2014, and the European Space Agency’s Darwin, also expected to launch sometime around the same time.

The TPF will consist of two observatories. One will carry an ultra-sharp optical lens that will be at least 10 times more precise than the Hubble Space Telescope. This could potentially allow astronomers to directly detect an extrasolar planet for the first time.Darwin_esa_5

The other TPF observatory will carry an infrared interferometer that will allow it to detect dim planets despite the bright glare of their parent stars. The interferometer will also be capable of analyzing the reflected starlight from a planet to detect the presence of gases like carbon dioxide, water vapor, ozone and methane. If scientists know the relative amounts of each gas that a planet contains, they may be able determine whether a planet is suitable for life—or if life already exists there.

Darwin is expected to carry an interferometer that works in a similar way to the TPF’s. NASA and the ESA are also considering combining the two projects into a joint collaboration that they would launch and operate together.

Dispatches: Lahore

Lahore is perhaps the most underappreciated city in the world.  The widespread ignorance of the charms of such a beautiful, complicated, and historically important city is sad, though unsurprising, given Western conceptions of the Muslim world – India has droves of tourists, while Pakistan has virtually none.  Most of its natives, and most Pakistanis generally, rightly regard it as their country’s most  cultured metropolis, but even this acclaim does not go far enough.  Lahore is the conservatory of a lost world whose traces have been largely erased from more touristic destinations, like Delhi and Agra – I will come to the reasons for this below.  The world in general has few cities that interweave so seamlessly a great vitality today (the city is about the twenty-fifth largest on the globe) with an unbroken and luxurious history (spanning the last two millennia).  Only in Lahore do you find the sepulcher of the legendary Anarkali, the star-crossed dancing girl buried alive for her love of the young prince Selim (the film Mughal-e-Azam is a version), inside the dusty Archives of the Punjab Secretariat, which was a mosque that the British whitewashed, and is now decorated with portraits of British colonial governors.  Layers and layers: it’s that kind of place.

Beyond its Mughal grandeur, landscaped gardens, and Sufi shrines, beyond its dense bazaars, colonial museums and Parisian boulevards, beyond its kebabs, nihari (shank stew) and sarson ka saag with makai ke roti (mustard greens with cornbread roti), beyond the G.T. road, the insane rickshaw driving and Kipling’s cannon Zamzama, there is a part of Lahore that I believe is one of the most culturally important districts in Asia: the Walled City.  To cross the threshold of any of the gates of its unbreached walls is to cross into a truly unique zone.  There is simply no other city anywhere that has preserved the mixture of influences that produced the fifteenth and sixteenth centuries’ great cultural flowering in this part of the world.  In Fatepur Sikri (near Agra), you can see an abandoned capital that records the intermingling of Muslim, Hindu, mystical, secular, imperial and local influences that were synthesized during the reign of Akbar, the greatest Mughal.  In Lahore, you can see what that intermingling actually looked like, rather than merely its reflection in elevated architecture.  Traverse the walled city from one gate to another, get lost, and find your way back out.  It’s an experience of incredible density and richness.

There are also moments of great solitude to be found amidst the clamor.  Wazir Khan’s Masjid might be the most beautiful mosque in the world (Wazir Khan was a friend and trusted ally of the emperor Shah Jahan, and shared his love of building – the hamaam, or baths, he built on the palace grounds are also worth a look).  To find it isn’t so easy: you must notice an unmarked little stone gateway off to the side of a cacophonous street full of utensil bazaars and giant steaming woks of milk for tea.  To enter the mosque of Wazir Khan after that fray is to enter a heterotopia, an “other space” as moving as there is.  The noise dies away and a thousand pigeons flocking from side to side of the courtyard animate some sixteenth-century spirit.  It’s a haunted, benevolent place.  Then back out towards children clinging five to a Vespa, their dads weaving desperately between knife sellers and kebab wallahs, dodging donkeys and low-hanging arches.

Another religio-cultural influence that Lahore possesses in greater quantities than any other city is that of Sufism.  The mystical sect of Islam is commemorated with hundreds, maybe thousands, of shrines to Sufi saints, many of which are difficult to find.  One nestles just outside the colonial-era King Edward Medical College, which resembles a sort of hot-weather Hogwarts.  These shrines, in any case, are fascinating to see if one’s experience of Muslim culture is limited.  They are a proof of the mutiplicities of Islam and a rebuke to the repulsiveness of any orthodoxy that wishes to curb their crazily blissful peacefulness.  The Sufi, of course, are also responsible for qawwali music, and Lahore is full of qawwali performances.  Nusrat Fateh Ali Khan, the famous Pakistani vocalist, was a Punjabi, and at the shrines you imbibe something of the flavor of the intoxicating gentleness that defined him.

The capital of Punjab, Lahore was strategically important for many of India’s rulers, becoming under the Mughals an imperial city and gateway to Afghanistan and the frontier.  The most lasting mark of Mughal rule is the imposing Badshai Masjid, an enormous mosque built by Auranzeb (the son and imprisoner of Shah Jahan, builder of the Taj Mahal) with an adjoining fort and extensive gardens.  There is also a Sikh temple sitting next door – the sight of Sikhs openly coming to and from a place of worship inside Pakistan is a heartening one.  You can eat the aforementioned Punjabi mustard greens and cornbread roti from little shacks right outside the Shahi Qila’s walls. And I highly recommend that you do.  Here you’ll also find Coocoo’s, a famous old restaurant decorated with portraits of the women who ply these streets at night.  It never seems to be serving food, but eating in Lahore is a humbler thing anyway.  The nihari shops at the walled city gates are worth braving (disregard cowardly gastroenterologists): shank meat buried in embers, simmered overnight and topped with fresh ginger, chilies, coriander and lime juice is about as good as eating can get.  The chicken karhais of Lahore, cooked to order with pieces of stringy, tasty chicken and served with the best naan, are also, for me, a pinnacle of gastronomy, expressing Punjabi zest directly and eloquently.  These are, after all, the people who invented bhangra.

Funnily enough, the reason for the unique preservation of Lahore’s walled city is largely luck.  Certainly equivalent districts existed in other cultural capitals of North India, most notably in Delhi and Lucknow, the two centers of the high culture of Urdu poetry.  Sadly, both cities’ inner districts were razed completely in 1857, as payback for the Revolt against British rule.  Lahore remained untouched.  What the British did by burning down those cities but leaving the great Mughal structures was something roughly like destroying London except for the Tower and St. Paul’s: the trademark “high” points of the city survived but none of the textures of its lived reality, the influences that suffuse a city’s culture, its streets.  In Lahore, by contrast, you can see what tourists can only imagine at the Red Fort or the Taj Mahal: the dense, complex, and still vital operations of an inner city bursting with markets, shrines, mosques, food, dancing girls, riotous children.  That’s what makes Lahore different: its history is sometimes worn on its sleeve and sometimes hidden within, but never is it advertised or reified.  It’s lived.

Dispatches:

On Michael Haneke (Directors)
Divisions of Labor III (NYU Strike)
Divisions of Labor II ( NYU Strike)
Divisions of Labor (NYU Strike)
The Thing Itself (Coffee)
Local Catch (Fishes)
Where I’m Coming From (JFK)
Optimism of the Will (Edward Said)
Vince Vaughan…Eve Sedgwick (Homosocial Comedies)
The Other Sweet Science (Tennis)
Rain in November (Downtown for Democracy)
Disaster! (Movies)
On Ethnic Food and People of Color (Worcestershire Sauce)
Aesthetics of Impermanence (Street Art)

Monday Musing: Liberalism’s Loss of the Skeptical Spirit

I recently completed Raymond Geuss’ Outside Ethics, a collection of essays from various talks on contemporary Western political and moral philosophy. I’ve been a fan of Geuss’ work ever since reading his very thin but insightful book The Idea of a Critical Theory, which Ram once described as lacking an unnecessary word, and after taking his course on continental political thought in my first year of graduate school. For the most part, Geuss’ concerns have been on continental philosophy and continental thinkers, to which he brings an (for lack of a better phrase) Anglo-American analytic clarity.

Benjamin_constant_2

In recent years, his books have been occupied with liberalism and what he clearly sees to be liberalism’s confusions and self-delusions—specifically, with what he sees as its inconsistent and unreflective understanding of public and private, and of rights. Although, he does not approach these ostensible limits in the standard ways that intellectual descendants of Nietzsche or Marxists in the tradition of the old Frankfurt School do (though there are very strong elements of both, and others, such as those of Hobbes), which is what makes his books rather unique and worth a read.

The recent collection opens with two essays that critique the work of the great American political philosopher John Rawls. Rawls’ project was of course to provide a rigorous reformulation of liberalism. That reformulation initially began with an attempt to construct universal principals through a thought-experiment that yields a “reflective equilibrium”, a political equivalent of a purely normative perspective that generates an analog of the categorical imperative, a principle that one wills to be universal and, by virtue of which, holds oneself. The project describes itself as Kantian.

The traditional liberalism of the nineteenth century, as Geuss sees it, consisted of a commitment to toleration, voluntary and consensual human interaction, individualism, and a feasibly minimized coercive power.

This historical struggle against theocracy, absolutism, and dogmatism has left behind in liberalism a thick deposit and skepticism not only vis-à-vis all-encompassing worldviews, but also vis-à-vis universalist political theories of any kind. On this point [Benjamin] Constant, [Isaiah] Berlin, [Karl] Popper, and [Richard] Rorty (and also, of course, [Edmund] Burke) are of one accord. Classical liberalism did not wish to be an all-encompassing, universal worldview but merely a political program aimed at eliminating specific social and political evils.

In its origins, liberalism had no ambitions to be universal either in the sense of claiming to be valid for everyone and every human society or in the sense of purporting to give an answer to the all important questions of human life. There is no clearly developed single epistemology for classical liberalism, but it would seem that a liberal would have to believe that liberal views are easily accessible to humans who have no special expertise or epistemically privileged position. The ideal of liberalism is a practically engaged political philosophy that is both epistemically and morally highly abstemious. That is, at best, a very difficult and possibly a completely hopeless project. It is therefore not surprising that liberals succumb again and again to the temptation to go beyond the limits they would ideally set themselves and try to make of liberalism a complete philosophy of life. For complicated historical reasons, in the middle of the twentieth century, Kantianism presented itself as a “philosophical foundation” for a version of liberalism, and liberals at that time were sufficiently weak and self-deceived (or strong and opportunistic) to accept the offer. (Outside Ethics, pp. 24-25)

I’ve also been a fan of Rawls’ Theory of Justice and Political Liberalism, though there’s plenty in them to disagree with. But one thing that struck me in Geuss’ essay and made me think of Rawls in a new light was the claim that the move away from a broad, easily accessible and understandable skepticism of the sort found in nineteenth-century liberalism to the deeply grounded and seemingly Kantian certitude of many contemporary formulations of liberalism has gone hand in hand with a “muscular” American foreign policy. It is as much a criticism of Rawls’ spirit as it is of the content of his work. (The ostensibly Kantian Democratic Peace Theory has been invoked as a justification the Iraq war. In addition to Geuss, Perry Anderson recently made such a claim, and he too suggests that Rawls’ work, for all its seeming egalitarianism, is an expression—or is it celebration—of American hegemony. Anderson, though, seems really uncharitable in his readings.)

(The other thing that struck me had less to do with political philosophy than with political science and the social sciences generally; specifically, I was struck by the shifts in attitude in the social sciences, which appear to have moved away from seeing themselves as some form of craft knowledge that uses insights into social mechanisms that in conjunction with a rich familiarity with our world allows us to intervene in it without the illusion of certitude. As I read it, Mark was, among other things, describing one source of that illusion last week.)

The debates around the war have seen a realignment of sentiments. Some thinkers who’ve preserved the skepticism of the old liberalism such as Fukuyama have been designated to be “paleocons”. And certitude certainly seems to be the order of the day of the idealism of the neo-conservatives. The odd thought is that the Kantian turn in liberalism was less an attempt at making liberalism viable by making its acceptance easier than a reworking of liberalism into project it has historically been suspicious of. But the loss of the skepticism that one associated with an anti-utopian and pragmatic liberalism of old is palpable.

Temporary Columns: Writing About Rape

WomaninberlinI recently read a memoir about rape in Russian-occupied Germany: A Woman in Berlin. In the book, an anonymous young woman recounts her experiences during the first few weeks of Russian occupation. The memoir was written in real time. It reflects the urgency and immediacy of the moment. The recounting was stark, unsentimental and lacked self-pity. The young woman struggled with rape on a daily basis. She was raped by Russian soldiers and by officers, both, young and old. She traded sex with familiar rapists for food, shelter and protection from unfamiliar ones.

Although she used the word rape to describe her experiences, she, never used the term rapist to describe any of the men. She saw the men who raped her as more than just Russian soldiers with weapons forcing themselves on her and other women. The soldiers were young peasant boys from Tartarstan, or older toughened sergeants from the Urals, or middle class Muscovites, or the handsome Pole from Lvov. Understanding Russian, and having traveled in Russia, and read Pushkin and Tolstoy, she did not have the luxury of her neighbours, who could easily lump all Russians together and dismiss them as barbaric and crude men from the uncivilised East. She could recognize, and even almost come to like the Russian occupiers as individuals.

She describes this parting scene of a major who had spent many nights in her bed (more sick and lonely, than violent and overpowering):

The major looks at me a long time as if to photograph me with his eyes. Then he kisses me in the Russian style on both cheeks and marches out, limping without looking back. I feel a little sad, a little empty. I think about his leather gloves, which I saw for the first time today. He was holding them elegantly in his left hand. They dropped on the floor once and he hurried to pick them up, but I could see they didn’t match – one had seams on the back while the other didn’t. The major was embarrassed and looked away. In that second I liked him very much.

She could not dismiss or deplore Russians as a group, leave alone as a uniquely bad one. She made an effort to understand, even empathise with them, and their situation. She was tolerant, albeit dismissively, of men in general, and contemptuously so of German ones in particular. Her description of how the women of Berlin viewed rape in the context of a destructive war was laced with black humour. Referring to US firebombing versus Russian rape she quotes Berlin women as saying – “better a Russki on top than a Yank overhead”.

Primolevi_1Her writing reminded me of Primo Levi — also a “victim” of World War II Germany. While his experiences were very different from A Woman in Berlin, they shared a similar sensibility. They were willing to accept their shared humanity with their tormentors, even as they opposed and resisted them. Primo Levi’s experience in Auschwitz and that of the woman in Berlin cannot be easily compared. Levi faced the systematic oppression of a Nazi state machine bent on humiliating and killing Jews. The woman in Berlin by contrast, was oppressed in the context of the chaos of the initial days of a military occupation – that even she seemed to welcome. Rape was incidental to the military occupation, not intended by it. Her tormentors were uncomfortable with what they were doing, even as they did it. The Nazis who invented and ran the extermination camps viewed Jews as questionably human and therefore deserving exclusion from the human race and extermination. “Even if the Nazis did not always believe in race theory wholeheartedly, they still denied the shared humanity of humankind.”. The Russian occupiers of Berlin did not have a racial ideology that treated Germans as subhuman or deserving of humiliation as a race.

The experience of A Woman in Berlin is also distinct from the reports of mass rape of Tutsi women in Rwanda or Muslim women in Bosnia. Here rape was a weapon of war, not incidental to it. There is no record in the Soviet archives of rape being a policy of the Red Army. The memoir illustrates how a transaction that seems so completely dominated by brute force – men with guns forcing themselves on helpless women – can also involve negotiations between victim and perpetrator. Still, these rapes would be considered war crimes, even though there was no explicit order from Moscow to rape German women, and some women seemed to consent to some sexual activity, albeit under pressure. Each individual act would be a war crime because of the context in which it occurred – under military occupation – making consent itself, irrelevant to the crime. The conditions under which the choice took place already constrained it.

The experiences of Primo Levi and the woman in Berlin are disparate. Yet, there is a striking similarity in their sensibility. They write with a stunning moral clarity and deep human empathy. They never question the common humanity of humankind. Their writing is literary moral rather than political theory. Still, it expresses a sensibility that needs to be captured for a more decent politics.

0674194365In The Decent Society, Avishai Margalit comes closest to the political theorizing of such a world. Leaders who mobilize their people against great injustice and oppression, even as they re-affirm the humanity of those who oppress and discriminate against them contribute to creating such a world. In contrast other leaders who also fight against the oppression of their people question the humanity of their oppressors, not just particular actions, or the politics that leads to these actions. Emerging from an ethos of oppression or discrimination of their people, their politics lacks moral imagination – the ability to create the sensibility of a common humanity. This is fundamental to a peaceful moral politics that is not just an accidental outcome of a balance of power.

Primo Levi or A Woman in Berlin appeal to us. They are inspiring tales of human survival in the midst of great adversity. They are self-reflective about their survival. They do not shy away from narrating the compromises they made to survive and the happenstance involved in it. Because they are unsentimental and lack self-pity – even as we are horrified and sometimes even saddened by what we read, we are never depressed nor dejected. They are also ordinary people, whose heroism and survival stems from banal acts of goodness, not extraordinary ones. And they write with a clarity and precision about the ambiguously singular moment when evil and good intersect – and neither prevails, permanently.

This is because they take their particular experiences – as a Jew or as a woman in Berlin – and make them universal. They do this not by telling us a story about how the oppressed and defiled – a Jew or a Woman – are a part of humankind – but rather by never questioning the common humanity they share with those who oppress and defile. We read them because they express the possibility of an inchoate universalism at the very moment when it seems to have been banished, forever – in the midst of the starkest divide between the self and the other.

Sojourns: Varieties of Academic Reception

Over a year ago, Perry Anderson pronounced in The London Review of Books that Pascale Casanova’s La République mondiale des letters, translated into English last January as The World Republic of Letters (Harvard, 2005) “is likely to have the same sort of liberating impact at large as Said’s Orientalism, with which it stands comparison.” I remember thinking at the time that this seemed unlikely, that whatever strengths Casanova’s book might have as a study of how national literatures compete for attention in the global marketplace it would probably not have a paradigm shifting influence in the literary humanities. While it is too soon to know for sure, the early returns seem to suggest I was right. Casanova’s book has been received as important—noteworthy even—but not as something being read across the discipline, something that everyone in English or Comparative Literature has to read to remain part of the academic conversation.

By now I hope it is clear that I’m less interested here in the content or quality of Casanova’s book than in the hype that has attended its appearance. This sort of hype is not a new thing. Only four years ago, Emily Eakin wrote a rather silly article in The New York Times pronouncing that Michael Hardt and Antonio Negri’s Empire had become gospel for theory starved professors of literature now that deconstruction had passed out of fashion. Needless to say, Eakin had little idea what was going on in the humanities. Whatever else one might say about Hard and Negri—and again, their work has been well received and influential—it has not spawned a school or a movement with close to the impact that Derrida and DeMan had in the seventies and eighties. Emily Eakin is no Perry Anderson of course. But what interests me in this sort of prognostication is the recurrent desire to herald the next big thing in the literary humanities, the book or critic or school of thought that is likely to shake English departments out of the doldrums and back into the center of academic life. For some time, those outside of English (and some within it) have waited for this next big thing to happen. And it hasn’t. And it most likely won’t for some time. And that is probably a good thing.

I had a sense that Casanova’s book was not going to have the impact of Said’s because I knew intuitively that no book could. Why is this so? Wide-ranging impact within the academy (or, to be immodest, paradigm change) requires a vertically organized discipline with a relatively shared set of concerns. That is to say, the writing of a comparatively small number of scholars must be regarded by the wider professoriat as the state of the art. At the same time, the discipline as a whole must have something of a coordinated language of inquiry, one that can be addressed, criticized, and moved in one direction or another. The impact of Said’s Orientalism provides a case study of just this structure of reception. So too do the other great works of criticism and theory written during the heyday of English: Jameson’s The Political Unconscious, Greenblatt’s Renaissance Self-Fashioning, Sedgwick’s The Epistemology of the Closet. These were books that reached beyond their particular concerns and shaped the language of an entire field of study and with that the larger academy. They gave an élan to English as the discipline of disciplines. Something appears to have changed within the broader intellectual culture over the past decade and a half to make that position untenable. Many books within English have an impact on their specific sub-fields, few or none on the discipline as a whole. The structure of reception that would provide the sort of canonization achieved by Orientalism—that is, the ability to reach across sub-fields to change the language of the discipline—is no longer in place. The vertical organization of English has loosened, as there are simply more books, published at all levels of the university system, than Said or Jameson could probably have imagined. (The reasons for this range from heightened demands for tenure to the democratization of the discipline itself.)  The result is a certain centrifugal dispersion of the discipline at large complimented by a centripetal pull within each sub-field. I cannot name a single book read by all of English over the past decade but I can name several read by all of my particular sub-field. I just won’t bore you by naming them.

English does not have a shared method of study or a single object of analysis. Perhaps it never did. But the moment when the discipline was organized in such a fashion to produce the illusion of such coherence has surely passed. What we see in even as astute a thinker as Perry Anderson is a certain nostalgia, one that will most likely continue to produce the occasional anointing of the next big thing, the newest trend, the latest method to capture the mind and habits of the literary humanities. And those pronouncements will continue to ring false and to seem a little passé.

Monday Musing: Hepburn and Heloise, A Tribute to the Defiance of Women

(On the occasion of a recent viewing of The Philadelphia Story)

For Shuffy.

In the early twelfth century a brilliant philosopher and logician named Abelard fell in love with a remarkable young woman named Heloise. Abelard tricked her uncle into thinking that he would be giving her academic tutoring and then the two fell into a torrid love affair in which the rest of the world seemed to melt away. But the world always comes back. The uncle discovered the ruse and plotted his revenge. Eventually, the uncle hired several men to break into Abelard’s home and chop off his testicles. Abelard became a monk and Heloise a nun. But before that fateful day Abelard proposed that he would marry Heloise and though this would end his career as scholar and teacher and force them into a layman’s life it might protect them from further censure or retribution. Heloise refused and then later acquiesced, though it did nothing to prevent their terrible fate. In his Historia calamitatum, Aberlard, rather self-absorbedly, relates that Heloise realized that marriage would have removed his great mind from the public sphere and could not allow such an event to occur. In a letter written to Abelard many years after the events in question Heloise corrects him on this matter. Referring to Abelard’s Historia calamitatum, she writes, “[b]ut you kept silent about most of my arguments for preferring love to wedlock and freedom to chains. God is my witness that if Augustus, Emperor of the whole world, thought fit to honor me with marriage and conferred all the earth on me to posses for ever, it would be dearer and more honorable to me to be called not his Empress but your whore.” Nowhere in recorded history does there exist a more astoundingly moving, if somewhat disturbing, testimonial to love. It is as beautiful a thing as a human can say. “God knows I never sought anything in you except yourself” she writes to Abelard, “I simply wanted you, nothing of yours.” Thus, for Heloise, “[t]he name of wife may seem more sacred or more binding, but sweeter for me will always be the word mistress, or, if you will permit me, that of concubine or whore.” The point, she is saying, is in the trust and love that holds two people together, screw what the world thinks.

One can’t help feeling in reading the letters between the two that Abelard is never as steadfast to that ideal as Heloise. It is she who upholds the ethics of pure intention that Abelard had set forth in his Scio te ipsum (Know Thyself). By that doctrine, there is nothing in the act itself that merits praise or condemnation, but everything in what the act intends. “Wholly guilty though I am,” she says “I am also, as you know, wholly innocent. It is not the deed but the intention of the doer which makes the crime, and justice should weigh not what was done but the spirit in which it was done.” The ‘as you know’ that she throws into the phrase directed at Abelard is not without its bite. That is why she can proclaim herself a whore as an act of defiance, and an act of love.

Katharine Hepburn was a whore. She fell in love with Spencer Tracy and he fell in love with her but because of his allegiance to the Roman Catholic Church he would never get a divorce from his wife. So he and Hepburn lived in some form of sin together until his death. It is hard not to feel that her position was the nobler and braver of the two, though she never seems to have chided him much for it. They made a number of classic films together and one in particular, Adam’s Rib, that is a secretly utopian film. It imagines a situation in which a man and a woman could love one another and make each other better for it, instead of tearing one another apart, slowly or quickly as the case may be. One of the best details of the movie is the fact that they both have the same pet name for each other, Pinky. One can only imagine the process of emotional exhaustion by which they finally reached the sublime stasis of Pinky and Pinky. That, in itself, is one of those small triumphs of love.

Hepburn liked to wear pants and she wanted to live, as she put it, ‘like a man’. By that she meant primarily that she wasn’t going to take any shit and, moreover, she was going to get away with it. She was sometimes accused of being cold and lacking in emotional range as in the famous quip by Dorothy Parker that her performance in “The Lake” ‘ran the gamut of emotions, from A to B’. Still, it’s not hard to imagine that Parker was occasionally jealous of a woman who could be exactly what she wanted and never seem particularly tortured about it either. Hepburn always claimed to envy the ‘meat and potatoes’ style of her love, Mr. Tracy. Which is to say that one can do a lot in the space between A and B. Perhaps no role captures the full range of that limited range better than her Tracy Lord character from The Philadelphia Story. Her eventual route back to marriage with CK Dexter Haven (Cary Grant) is a tribute to everything she ever stood for as the marriage seems the least important part of the process. Indeed, she considers marriage to no less than three different men throughout the film. But that only serves to make her all the more wonderful, more powerful. It is the ethics of pure intention that really matters. The link between woman, whore, defiance, freedom, etc., and the ambiguity of it all is made further delicious by the fact that the notorious underage porn star of the 80’s took her name, Traci Lords, from the Hepburn character in the movie.

Every once in a while Hepburn will look away from the camera in one of her movies. Her chin will point upwards a bit, imperiously, and the high cheekbones will give the whole performance a far away feel. It is not clear entirely what she is looking at in such moments. It is simply remarkable that someone would be able to look away like that.

Vollmann, Crane, and Adventure Journalism

The only real surprise about William T. Vollmann winning the 2005 National Book Award for Europe Central was that merit was rewarded. In literature as in life this is not always the case. I have been reading Vollmann since my college days in the mid-1990s, when a love affair with a Canadian caused me to pick up Fathers and Crows, the second of the Seven Dreams series, about Jesuits in Quebec. (This might be mere sentimentality, but I still believe it’s his best book.) The Vollmann award means that serious novels are still being taken seriously, despite Norman Mailer’s comments at the ceremony to the contrary during his depressing Lifetime Achievement speech. (“It’s a shame in the literary world today that passion has withered, producing fiction that is all too forgettable,” said Mailer. “I’m watching the disappearance of my trade. The serious novel may be in serious decline.”) Does Vollmann publish too much? I leave the question open – it’s not rhetorical. Vollmann’s style is perhaps overly mannered and has not developed much over the years (he started in the stratosphere but has stayed at the same relative altitude), although in his best writing the mannerism works to his advantage. But his seemingly monomaniacal prolixity is more likely to be a sign of compulsive brilliance more than anything else, so that the complaint is almost meaningless – roughly the same could be said of Dickens, for example. This is genius in more than one sense: you get the feeling Vollmann has an actual daemon sitting on his shoulder dictating book after book.

The writer that Vollmann brings to mind most strongly is not Dickens, however, but Stephen Crane. At first this may seem like an odd comparison, given that Crane’s devotion to literary realism is very far from being Vollmann’s first priority. Like Crane, Vollmann writes both adventure journalism and novels. Like Crane, Vollmann is drawn to wars and conflict zones. Vollmann’s series of books about prostitution surely have a classic literary source in Crane’s Maggie: A Girl of the Streets. Like The Red Badge of Courage, Vollmann’s historical novels are strongly flavored with reality and research. Vollmann’s tremendous output matches or perhaps even exceeds the famously productive Crane, who by the time he died at age twenty-eight had already published two novels, a multitude of short stories and poems, as well as an immense body of journalism. (The authoritative edition of Crane’s work, published by the University of Virginia, apparently runs to ten volumes.) It’s almost as if Crane knew that time would be short; a sense you get reading Vollmann as well, who, you sometimes feel, has lived longer than he thought he might. Even Vollmann’s short chapters, with their antiquated newspaper-dispatch style headings, call to mind works like “Stephen Crane’s Own Story” (1897).

Crane made his name as a war correspondent, covering, for example, the sinking of the Commodore, a ship laden with arms bound for Cuba. This happened in 1897, just prior to the sinking of the Maine and the entry of American into the Spanish-American War. Journalists were more than observers in the conflict. The representation of the coverage in Citizen Kane isn’t far off the mark regarding the pro-war Yellow Journalism of the Hearst papers of the day. Phyllis Frus and Stanley Corkin, the editors of the excellent Riverside Crane volume, write that

The existence of newsreels, filmed reproductions of events, and even enactments that were clearly remote from the action in Cuba provided people in the United States with images of warfare that made it a kind of spectator sport in which most viewers had a clear rooting interest. With his writing, Crane helped create the new public sphere, and as a celebrity journalist, he participated in it.

Iraq was not the first time that reporters were embedded, and the problems of bias they created are nothing new. Crane reported under fire with the marines direct from a very different Guantanamo. Vollmann’s An Afghanistan Picture Show, published in 1992, ten years after he flung himself into the middle of the struggle against the Soviets, has the self-mocking subtitle “How I Saved the World.” In it, Vollmann dissects himself as much as the conflict, creating a ruthless (and very timely) examination of the entire concept of American altruism when it is combined with an emphasis on military solutions. (Not everything Vollmann wrote about Afghanistan was perfect – when the New Yorker sent him back to check up on the country during the 1990s, Vollmann was at times too soft on the Taliban, acknowledging their crimes but presenting received ideas about how they had brought stability to the country.)

Here’s the problem with adventure journalism more generally: it’s not written by experts or beat reporters, and therefore only infrequently rises above the usual combination of local color, exoticism, florid prose, and received opinion back home. (Good adventure writers, among whom I count friends and some of our best writers all around, are to be admired all the more for rising above this level.) The adventure writer is essentially a proxy for the reader, an American dropped into a strange – and, ideally, somewhat dangerously atmospheric, hopefully more atmospheric than dangerous – locale. It’s understandable, but no less peculiar, that we would rather read what American magazine writers think about the Taliban, for example, rather than someone like, say, Ahmed Rashid, a Pakistani who writes in English and has covered the region’s politics for something close to two decades. But the adventure journalist gives us something we desperately need – an exotic fix.

This thirst for far-flung locations and the current craze for dispatches is surely not bad in itself; I tend to enjoy it, as a kind of literary stamp collecting. Also, it’s probably another “since September 11” type of trend, and hopefully a sign of renewed American interest in the outside world. The only downside is that the entire genre excludes those legions of literary types who are retiring homebodies and prefer to stay in bed all day crafting sentences. Not everyone should be forced to be a reporter, that’s my thesis; writing shouldn’t be a form of reality TV in which one auditions for a part in the national conversation by exposing oneself to mud and murder.

I think it was Schopenhauer who once wrote that there are two kinds of good books, those which introduce the reader to an experience they couldn’t have themselves, and those which use language in a remarkable way. Probably all good writing combines something of both, but the rise of adventure journalism involves a lopsided emphasis on one aspect against the other. It also represents another chapter in the American tradition of anti-intellectualism, for it is against “thought” and for “experience.” Our magazines are full of direct experience – like the kind that comes mediated through a translator on a two-week junket. Of course, the best writers in this field manage to combine thought and observation in a kind of genre-bending tag-team wrestle, and, in doing so, are creating a fine new genre in the process, don’t get me wrong. Vollmann is an ideal example.

Even though much of Crane’s and Vollmann’s fiction is based on research, interviews, and reportage, it is more enduring stuff. “The Open Boat” is a classic, whereas “Stephen Crane’s Own Story” is more ephemeral. Maggie was based on Crane’s real experiences with prostitutes, but the imaginative work outlives the adventurism, just as Vollmann’s The Royal Family feels superior to his Butterfly Stories. But it is the historical fiction of both writers – The Red Badge of Courage and Europe Central, respectively (plus, for my money, Fathers and Crows) – that critics have celebrated as their greatest accomplishments. Historical fiction might be the least fictional of fictions, the most closely related to facts, a genre involved directly with actuality as a magical element in the alchemy. But these two novels have more in common than an obsession with or addiction to the atmosphere of violent conflict. They are both novels documenting real events that their authors never could have experienced. It’s almost as if their thirst for experience was so overwhelming that when they ran out of the amount of reality available to them directly they had to fabricate other worlds to inhabit as well.

Talking Pints: Happy Birthday, Political Science

Towards the end of this year, The American Political Science Review will publish its 100th anniversary issue. In researching for a submission to this centennial issue, I examined what political scientists have been saying for the past 100 years, and in doing do something very odd struck me: that the arguments that I have been having for a decade with my colleagues about the idea of a science of politics being at all possible are the same arguments that have been going on in the pages of The American Political Science Review since its inception.

Then and now, political scientists tend to fall into two camps. In the first camp are those who wear the badge of ‘scientist’ and see their field as a predictive enterprise whose job it is to uncover those general laws of politics that ‘must’ be out there. The second camp contains those who think the former project logically untenable. For years now I have tried (largely in vain) to convince my colleagues in the first camp that the idea of a political ‘science’ is inherently problematic. I have marshaled various arguments to make this case, and each of these has been met by a some variant of; ‘political science is a young science’; ‘what we face are problems of method’; and that ‘more ‘basic research is required’. Then, with ‘more and better methods’ we will make ‘sufficient’ progress and ‘become’ a science. I remain unconvinced by this line of argument, but it was enlightening to see it played out again and again over a century.

Discovering that these same arguments have been going on for 100 years was both heartening (I was in good company) and depressing (‘round and round we go’). But in doing so I discovered something else. If political science is a ‘science’ by virtue of its ability to predict, as many of its ‘scientific’ brethren maintain, then it really should have been abandoned years ago since the prediction rate of my field over the past 100 years is less than what would be achieved by throwing darts at dartboard while wearing a blindfold. To see why this is the case consider the following potted history of political science.

From its inception in 1906 until World War One American political scientists took ‘public administration’ as its object and the Prussian state as the model of good governance. Sampling on this particular datum proved costly to the subfield however when the model (Germany) became the enemy during World War One and the guiding models of the field collapsed. Following this debacle, political science retreated inwards during the 1920s and 1930s. One can scan the American Political Science Review throughout these tumultuous decades for any sustained examination of the great events of the day and come up empty. What I did find however were reports on constitutional change in Estonia, committee reform in Nebraska, and predictions that the German administrative structure will not allow Hitler to become a dictator.

After World War Two this lack of ‘relevance’ haunted the discipline and its post-war re-founders sought to build a predictive science built upon the process notions of functionalism, pluralism, and modernization. These new theories saw societies as homeostatic systems arrayed along a developmental telos with the United States as everyone’s historical end. Paradoxically however, just as the field was united under these common theories, they were suddenly, and completely, invalidated by the facts of the day. At the height of these theories’ popularity, the United States was, contrary to theory, tearing itself apart over civil rights, Vietnam, and sexual politics while ‘developing’ countries were ‘sliding back’ along the ‘developmental telos’ into dictatorships. Despite these events being the world’s first televised falsification of theory, once again political science turned inward and ignored the lesson waiting to be learned – that prediction in the social world is far more difficult than we imagine, and the call for more ‘rigor’ and ‘more and better methods’ will never solve that problem. Our continuing prediction failures continue to bear this out. Since its ‘third re-founding’ in the 1980s till today, political science has predicted the decline of the US (just as it achieved ‘hyper-power’ status); completely missed the decade long economic stagnation of Japan (just as it was supposed to eclipse the US); missed the end of the Cold War, the growth of international terrorism, and the rebirth of religion in politics.

After reviewing this catalog of consistently wrong calls, a very simple question occurred to me. If political science is a science by virtue of its ability to predict, and its prediction rate is so awful, can it be a science even in its own terms? I would say that it cannot. But this answer itself begged another, and I think more interesting, question; why is my field’s ability to predict so bad? The answer to this question is not found in the pages of the American Political Science Review. Rather, it is found in how political science as a discipline, through its training, thinks about probability in the social world. To see why this is the case I ask the reader to follow me through three ‘possible worlds’ that have three different probability distributions, and then decide which world it is that political science studies – and which one it thinks it studies.

Our first (type-one) world is the world of the dice roll where the generator of outcomes is directly observable. Here we live in a world of risk. We know when throwing a die (the generator) that there are six possible outcomes. Given the ability to directly observe the generator and a few dozen throws of the die, the expected and actual means converge rapidly via sampling, and this is sufficient to derive the higher moments of the distribution. This distribution, given the known values of its generator, is reliably ‘normal’ and sampling the past is a good guide to the future. One is not going to throw a ‘300’ – there are only six sides on the die – and skew the distribution. This type one world is reliably Gaussian, and is, within a few standard deviations, predictable. Political science thinks it operates in this world. This is the familiar world of the bell-curve.

Our second world (type-two), is a world with fat tails (Gauss plus Poisson) where uncertainty rather than risk prevails. An example of the generator here would be a stock market. Although one can sample past data exhaustively, one does not observe the generator of reality directly. Consequently, one can ‘throw a 300’ since large events not seen in the sample may skew the results and become known only after the fact. For example, stock market returns may seem normal by sampling, but a ‘Russian Default’ or a ‘Tequila Crisis’ may be just around the corner that will radically alter the distribution in ways that agents cannot calculate before the fact. This is a world of uncertainty as much as it is risk. Agents simply cannot know what may hit them, though they may be think that the probability of being hit is small.

Our third possible world (type-three) is even more unsettling. Imagine a generator such as the global economy. In this case, not only can one not see the generator directly, agents can sample the past till doomsday and actually become steadily more wrong about the future in doing so. As two probabilists, Nassim Taleb and Avatel Pilpel, put it, with such complex generators “it is not that it takes time for the experimental moments…to converge to the ‘true’ [moments]. In this case, these moments simply do not exist. This means…that no amount of observation whatsoever will give us E(Xn) [expected mean], Var(Xn) [expected variance], or higher-level moments that are close to the “true” values…since no true values exist.”

To see what this means, consider the following example. Macroeconomics, like political science, has had at least four general theories of inflation over the past fifty or so years, which suggests two things. First, that these theories cannot be general theories since they change every decade or so. Second, that such theories might be thought of as general (at the time they were constructed given the sample that they were derived from) but such theories must become redundant since the actual sources of inflation change over time.

For example, if the agreed-upon causes of inflation in one period, (monetary expansion) are dealt with by building institutions to cope with such causes (independent central banks), this does not mean that inflation becomes impossible. Rather, it means that the conditions of possibility change such that the theory itself becomes redundant. In such a world outcomes are fundamentally uncertain since the causes of phenomena in one period are not the same causes in a later period. Given this, when we assume that outcomes in the social world conform to a Gaussian distribution we assume way too much. Any sample of past events can confirm the past, but cannot be projected into the future with the confidence we typically assume. Take away that prior assumption of ‘normality’ in the distribution and standard expectations regarding prediction fall apart.

Given this, which world is the world most likely studied by political scientists? Our type-one world can be ruled out since if the world was so predictable our theories should be able to predict accurately. Given the record in this regard, it is safe to conclude that the world we occupy is not this one. Our type-two world seems suspiciously normal most of the time, but our theories ‘blow up’ much more than they should since most of the action occurs in the tails and we cannot see the generator of outcomes. This sounds more like the world where people actually live.

A type-three world is even worse however, since in a type-three world all bets are off as to what the future may bring. Humans do not however deal particularly well with such uncertainty and try to insulate themselves from it. Whether through the promulgation of social norms, the construction of institutions, or the evolution of ideologies, the result is the same. Human agents create the stability that they take for granted. In taking it for granted however they assume the world to be much more stable than it actually is. Consequently, our theories about the world we live in tend to assume much more stability, and thus predictability, than is warranted.

In short, we cannot live in a type-three world, so we build institutions, cultures, and societies to cope with uncertainty. But when we are successful at doing so we assume we live in a type-one world of predictability and develop theories to navigate such a world. Unfortunately, we actually have succeeded only in constructing our type-two world of fat tails, and this is why we are constantly surprised. We think (and model) type-one while living type-two. Meanwhile, as a discipline, we refuse to admit the possibility of a type-three world generating both the others.

The result is that the action is in the tails, and we, given our type-one assumptions and models, are blind to what is going on there. So we focus, like the proverbial drunk under the lamp-post, on the middle of the distribution since that is where the (theoretical) light is; and like the proverbial drunk, we are constantly surprised that our keys are actually to be found somewhere else entirely. Political science may have reached the ripe old age of 100, and I congratulate it for doing so. It did so however by imagining the world to be quite different from what it is, and by completely ignoring its predictive failures. If however political science wants to be around for another 100 years it may want to think a bit more about what those failures are trying to tell us.

Lunar Refractions 1: Cacciari: Politician, Professor, Philosopher, or Don Juan?

Cacciari_2Massimo Cacciari’s writing fell on me a few days ago. He first came to my attention a few years ago when a colleague waved a book called Architecture and Nihilism in my face. I didn’t read this book, but its almost violent passage before my eyes opened an entirely new world. This unknown sphere remained dormant until recently, when I began a rather sunny yet despondent morning reading an essay of his. Cacciari and his writings are less prominent (among North American English speakers, at least) than they deserve. The few excerpts and musings here are meant merely to act as introduction and point of departure for those of you who know little or nil about his work.

My relationship—if one can call it that, as I probably shouldn’t, given the reputation speculative gossip attributes to him—with Cacciari has always been one of chance. I wasn’t looking for that architecture book, which is one of only four by him that is easily accessible to an English-speaking audience, or anything else on nihilism. Nor was I looking for an interview of him, a “sentimental interview” charmingly entitled “Massimo the Incomplete,” when I stumbled across it in L’espresso magazine a couple of years after the first incident. Finally, he came back to haunt me on a recent morning when a book about the classics literally fell off my shelf as I walked past; it’s clearly a physical connection.

Confronting the Classics: in Conversation with the Greeks and Latins was the book I’d inherited from a friend and not since had time to open. I was in what one could term a very brooding, contemporary mood that morning, reflecting on how many things that fascinate me serve no practical purpose in today’s world, and how planned obsolescence and incessant (and often conspicuous) consumption have come to replace many older, more substantial modes of existence. A walk around New York, or Venice, or any other city of the over-privileged world easily inspires the question of just what, exactly, people did before they spent their lives shopping…but I digress. Just as the superficiality of this particular moment in history overwhelmed me, I saw Cacciari’s essay, “Inactual Abstracts on the Study of the Classics.” Having only read a smattering of classics myself, and never really having studied them officially (whatever that might mean), I wanted to see what he had to say. The Nietzscheian reference particularly piqued my interest. I decided to dedicate the morning to this rich eight-page piece.

I mentioned Venice earlier because Cacciari was reelected Mayor there on April 3 of last year after having held the same position from 1993 to 2000. He also served in the Italian Parliament from 1976 to 1983. From the sixties forward he has been publishing his musings, creating a bibliography too vast to address here. His political activity, to many, may seem incongruous with the vocation of philosopher. The reason he is remarkable is precisely because so many things about him initially seem incongruous. It remains to be seen whether or not a completed whole can be made of this picture.

In North America it is fairly rare to encounter a politician who is also professor, author, philosopher, and generally curious thinker (I invite all those reading this to refute any of my statements). Italy gave the world such vastly different figures as Benedetto Croce, Gabriele D’Annunzio, Antonio Gramsci, Pier Paolo Pasolini, Leonardo Sciascia, Manfredo Tafuri, and many others, all of whom blurred the borders between politics, philosophy, and aesthetics. While it’s perhaps a little early to add to such a group, the ability of all these thinkers to assemble a unique opus collecting otherwise fractured and distant fields is certainly echoed in Cacciari’s work.

Returning to his essay, he very concisely makes twenty-seven key points about contemporary study of the classics. He begins with the general feelings of resignation regarding contemporary education—how much it supposedly must adapt to the needs of the day, acting more as something in the service of a technical-economical context rather than a school based on the ideas of culture and real education. Early on he asserts that all words indicating the “school-education complex” (i.e., Schole, paideia, Bildung) refer “not to any specific contents, but to a field of energy; a state that generates potentialities and openness to multiple possibilities rather than orientation toward a precise scope. The goal of the educational process is not the transmission of acquired values…. The real sites of education remain, despite any assertions to the contrary, centers of criticism, discussion, comparison of different trends, and questioning.” I can think of many brilliant people who’ve proven this point after fleeing stifling academic programs that somehow managed to neglect education in this sense of the term.

While that is interesting in itself, and a useful bit for anyone considering study in graduate programs or other accredited, official schooling, it doesn’t yet address the real importance of the classics. Cacciari here clarifies that, in an environment like that of most schools, “which act much like businesses specialized in producing workers, the teaching of the classics can only have a merely ornamental role. The idea of the school-business is metaphysically opposed to all that is classic. Classic, in fact, expresses no return to the past, much less to the dead past, but assuredly a high-spirited contrast to custom, to the present time. Classic is that which is not currently fashion, not the refrain of the day; it carries within it a timbre of battle, an exigency of contra-diction.”

Rather than acting as a throwback to the past, the classics “should arm us to face the present time…. The classic doesn’t flee, it rather challenges. It belongs to the present time, but refuses to serve it…. It speaks of the present time, of this world, even of our daily life, but from a sound distance. Those who weaken the spirit of the classics, transforming it into a sedentary philology; those who make of the classics a cupboard of memories neatly arranged in historical order; those who don’t know how to make them live in divergent agreement with the present time, destroy their essence ten thousand times more than its vulgar detractors.”

Cacciari_3I don’t wish to elaborate each of his points here; suffice it to say that various dangerous words—logos, philology, concordia discors, variety, forma mentis, net-workers—and dangerous thinkers—Nietzsche, Celan, Leopardi, Alberti, Kafka, and Arendt—all make appearances in this tightly-constructed brief. This is the ultimate précis of the truly liberal arts. This is what made it impossible for me to mope around wallowing in the tragic thought that I’d lost days and years of my life to a pleasurable yet utterly fruitless interest in the classics. This is the artillery with which I will respond to the next person inquiring why many of my colleagues and I are “so obsessed with remote, ancient things” in our work. This helped me shoulder what is indeed the heavy weight of taking up active conversation with the classics, yet that load is lightened when I look around and come to a very visceral awareness that I’ve no other choice.

I imagine that many who have heard about Cacciari will have done so through the abundant gossip circulating about him, which merits no further comment here. I will leave you on your own in getting to know his opus, and can only hope that the very limited number of his writings currently available to English speakers will soon grow.

Lastly, a salute to those who have similar dedication to crossing and dismantling the artificial borders between disciplines and cultural epochs—if only we had leaders here in the United States capable of addressing with such depth, or at least being aware of, education and the classics’ roles.

Selected Minor Works: The Heresy of Intelligent Design

Justin E. H. Smith

I would like to explain why, in the matter of the origins of species, there can be no compromise position, no accommodation by one side of the principle tenets of the other.  There can be no way of conceding the basic mechanisms through which evolution works while holding onto an anthropocentric view of the cosmos or a conception of human beings as unique among creatures in their likeness to the creator.  It is time, in short, for evolutionists to be clear: you are either with us, or you are against us.

Last year, Christoph Schönborn, an Austrian cardinal with close ties to “Benedict,” brought the Catholic church a step backwards by calling into question the earlier moderate view on evolution put forth by John Paul II.  In an op-ed piece in The New York Times, Schönborn downplayed a 1996 letter in which the former Pope described evolution as “more than a hypothesis.”  The cardinal held forth with the view that “[e]volution in the sense of common ancestry might be true, but evolution in the neo-Darwinian sense –an unguided, unplanned process of random variation and natural selection– is not.”

The cardinal is not, evidently, denying that random variation and natural selection are the basic mechanisms of evolution.  He is only denying that these proceed without guidance and planning.  For the cardinal, every transformation in animal species prior to the emergence of homo sapiens must have been rigged in such a way as to guarantee this eventual outcome, since human beings, in traditional Christian theology, are the very reason God bothered creating all that cosmic dust and hydrogen and mud, all those supernovae and humble worms, in the first place.  It is all for us.  Things could not have unfolded in any other way.

This account of evolution has become quite common over the past years among conservatives trying to take a moderate stance in the debate.  They argue that there is nothing impious about the view that God may have worked through evolution in order to arrive at his crowning achievement, homo sapiens.  Thus George Will, in a recent article on the woes of the House Republicans, begins with a telling comparison: “Before evolution produced creatures of our perfection,” he writes, “there was a 3-ton dinosaur, the stegosaurus, so neurologically sluggish that when its tail was injured, significant time elapsed before news of the trauma meandered up its long spine to its walnut-size brain” (“How to Evict the ‘Rent-Seekers’,” January 11, 2006).  The implication is that God worked through such earlier rough drafts until he arrived at his final goal, namely, us (overlooking the obvious fact that there still are plenty of neurologically sluggish species lumbering around, and that in the Jurassic there were plenty of species that did not suffer from this shortcoming).  The Christians can hold onto their anthropocentric cosmology, while nonetheless taking good scientific evidence about shared ancestry into account.  It’s the best of both worlds!

But is such a compromise tenable?  Let us review some of the basics of the Darwinian account of how exactly “higher forms” (this is Darwin’s own misleading language) are thought to arise from lower ones.

The supreme virtue of an organism, in an evolutionary sense, is fitness to its environment, and fitness does not admit of non-relative degrees.  Thus, when it comes to getting one’s oxygen supply underwater, a fish is fitter than I, and thus, I suppose, better.  To the extent that we can talk about “better” and “worse”, we must make clear what sort of environmental circumstances we have in mind before we can say whether an organism is better or worse able to live in them.  Beyond this, it makes no sense to speak of an organism’s place in some non-relative, hierarchical chain of being.  The image of the chain is a vestige of a world-view that is hopelessly at odds with the theory of evolution.  (One thing its latter-day supporters frequently leave out is that, traditionally, human beings were not the highest placed on the catena rerum.  This spot was reserved for the angels–purely spiritual beings with nothing of the animal in them.)

But even with this circumscribed conception of betterness as fitness, could we not still go along with Schönborn and say that human beings are still God’s best work, moving from the comparative to the superlative on the grounds that, say, human beings are well-adapted not just to some tiny ecosystem, but to the entire globe, and eventually, perhaps, to outer space as well; or on the grounds that they cannot just live in any ecosystem, but can also dominate all of them, and all their inhabitants, by use of reason?  And is it not in virtue of the possession of reason that we are justified in speaking of human beings as the image of God?

The problem here is that, as Schönborn worries, the mechanism of adaptation that ensures the greater fitness of some organisms in some particular environment –whether this fitness involves the evolution of gills, bipedalism, or language– is one that can be better understood in terms of randomness than in terms of intelligent guidance.  In any population, there are variable traits.  Some organisms have them, some don’t, and the reasons for this variation are random mutations at the genetic level.  If Schönborn wants to deny this, he will also have to deny a whole host of elementary facts about genetics that he probably never even noticed were offensive– facts that have nothing to do directly with evolution, and facts the knowledge of which he probably benefits from on a regular basis in his reliance on modern medicine.

Some of the traits will prove more useful in response to certain environmental features, and the subset of individuals in a population that have these traits will be more likely to survive to  reproductive age and pass them on.  If God is working through evolution, then, as Schönborn and Will believe, he will have to be actively rigging not just all genetic mutations, but also all of the environmental changes to which the organisms, in which these genetic mutations occur, prove to be well or poorly equipped to respond.

Let us consider an example, one that is very close to home for us human beings.  Paleoanthropologists suggest that a significant moment in our becoming human arrived when our ancestors transitioned from arboreal swinging as their primary form of locomotion to bipedalism  This new and handsome way of getting about is thought to have brought in its wake a number of other adaptive consequences, including, some speculate, the evolution of a vastly larger cranium than those of our ancestors.  This, in turn, is what ultimately facilitated the performance of complicated mental feats, including those we today think of as “rational”.

But why did our ancestors go peripatetic in the first place?  Unfortunately, this change cannot be accounted for in terms of any innate desire for self-improvement among hominids, nor can it plausibly be explained in terms of God’s plan for their kind.  The full story of the evolution of bipedalism will also have to take into account the way in which meteorological and geological events changed parts of the landscape of Africa from rain forest into savannah, and forced the hominids in those parts, at pain of extinction, to start moving about in new ways.  If you wish to assert that evolution is a guided process, you must not think only of God pushing his creatures to go down one path rather than another, you must also take into account God’s micromanagement of every single event in the physical world so as to ensure particular outcomes in the biological world.  The passing of meteors, landslides, volcanic eruptions in the Mid-Atlantic range, the dissolution of a cumulonimbus here and the emergence of a cumulus there, the decay of this atom as opposed to that one, all of this must be meticulously set up for the sake of desired results among one tiny subset of natural phenomena.

Indeed, what we end up with is a sort of neo-occasionalism, the view that the only true cause of any event in the universe is God, that there can be no talk of causality except in reference to the ultimate cause of everything.  In the 17th century, Gottfried Leibniz derided this view, held by his contemporary Nicolas Malebranche, as recourse to “perpetual miracle.”  Leibniz, like many fellow Christian thinkers of his era, understood that implicating God in the nuts-and-bolts of the universe’s daily maintenance is to assign to God a task that is beneath his dignity, and thus to lapse into impiety.  If miracles like the incarnation or the resurrection are going to count for anything, Leibniz saw, then they are going to have to be set apart from the ordinary flow of nature.  This is what occasionalism would preclude.  How much more Christian it would be to account for natural phenomena not by perpetual miracle or by divine micromanagement, but by appeal to a few simple and regular laws.

One can easily see why intelligent design cannot work as a compromise position.  Prima facie, it is much more plausible to suppose that, had God made the universe with human beings in mind as his ultimate goal, he would not have bothered coming up with such a meandering mechanism, and one that would require so much upkeep.  He would have seen rather to the simultaneous, instantaneous, once-and-for-all creation of all species in their present form, and would have shaved several billion years of build-up off the history of the universe, setting things into motion around, say, 5,000 BC, rather than circa 15,000,000,000 BC.  In other words, God would probably have done things more or less as Genesis would have us believe.  The creationist’s attempt to compromise with science, whether for honest or disingenuous reasons, by taking the middle road of “guided” or “managed” descent from lower forms, cannot fail to lapse into nonsense.  I would certainly prefer to debate a scriptural literalist who sticks to his guns, who only recognizes one source of truth, and is clear about what this is.

What Schönborn is worried about is not so much the proposition that human beings are the kin of “lesser” animals (elsewhere I have argued that it is precisely this worry that guides many creationists).  In line with traditional Christian theology –as opposed to the aberrant theology of many fundamentalist protestant sects– the cardinal recognizes that the proper understanding of a human being is as a creature that shares part of its nature, though not all, with the animal kingdom.  Rather, Schönborn is concerned that the best scientific theory of how we got here disconnects us from any divine purpose, leaves us to fend for ourselves metaphysically.  This is a worry that is not limited to the debate about human origins.  Indeed it is one that many were expressing long before the descent of man from lower forms became an issue.

While many early modern thinkers agreed with Leibniz that excusing God from the task of micromanaging the affairs of nature is the best way to exalt him, there were just as many who feared that, with diminished responsibilities, God runs the risk of becoming irrelevant.  Some early modern vitalists, such as Ralph Cudworth, the author of a 1686 treatise not-so-humbly entitled The True Intellectual System of the Universe, thought he had the perfect compromise solution: God dispatches a certain “plastick nature” that intelligently guides the unfolding of natural processes in the material world while allowing him to retreat and, I suppose, contemplate his own divine excellence, while this subordinate force “doth drudgingly execute” those tasks that are beneath God’s station.  What terrified Cudworth was the thought that the things of this world might be accounted for, to use Cicero’s compelling phrase, simply as “a fortunate clash of atoms,” yet he understood that the answer is not to make God himself take care of all the “operose, sollicitous, and distractious” affairs of this lowly world.  But this position prompted others to accuse Cudworth of reintroducing the pagan doctrine of the world soul. 

One might easily get the sense that, when it comes to characterizing God’s involvement with the world, you just can’t win.  There will always be reasons for denouncing any position as impious.  If I can hope to contribute anything to the unfortunate debate about intelligent design that has developed over the past few years, it is that ID theory is just as suitable a candidate for denunciation on the grounds of heresy as any other account of what God is up to.  The standard criticism of ID is that it is bad science.  I would like to propose that it is bad theology as well. 

But fortunately none of this has anything to do with the prospects of evolutionary biology.  Today we have at our disposal biochemistry, genetics, and numerous other promising fields of inquiry that are in a position to explain how atoms, in accord with a few simple laws, really can produce human beings.  And at just this promising moment, creationists want to throw in the towel in view of the “irreducible complexity” of it all.  This phrase had some resonance 300 years ago– vitalists had good reason to think that billiard-ball-style mechanical physics was inadequate to account for all the phenomena of nature.  Now, however, it is nothing more than the proclamation of a preference for ignorance.

Unlike Richard Dawkins and his bright friends, I find people who put too much faith in science obtuse, and I do not think my own life would be easily bearable if I were to abandon all hope for a perfect, eternal order beyond this shoddy, decaying one.  But let us keep our activities straight.  Let us not do interpretive dance in our trigonometry classes, and for God’s sake let us not complicate the teaching of a perfectly autonomous and rigorous science with the problem of finding meaning and purpose in the universe.

Negotiations 6: A Christmas Tale

I go home for Christmas, and it is a vast cacophony of family, with grandparents and siblings, aunts, uncles, boyfriends, in-laws and all manner of cousins present: first cousins once removed, double cousins, first double cousins, second and triple cousins. There are fires in three hearths, each trying to outburn the others; the house is shimmering with heat. There are logs to be hewn, trees to be raised, beds made, furniture moved, carpets taken up, banners unfurled, icons hung, candles lit; and there is food, food, food! to be eaten at all times and in every location: grilled venison sausages, baked salmon stuffed with spinach and feta, steamed mussels, smoked trout, wild rice, pearled onions, boiled peas, roast duck, mince pies with brandy butter, Spanish clementines, Belgian chocolates, Danish marzipan, fudge as dense as flesh, suckers, lollipops, chewies, stickies, gummies and squirmies.

These last are for the children: children crawling from under beds, hanging from rafters, sliding down banisters, and building forts. Children banging drums, bouncing balls and riding bicycles; snot-smeared children, wide-eyed children, children with earaches and bellyaches and toothaches; children hacking, spitting, whispering and howling. Their little fingers are ceaselessly working, pushing into pockets, manipulating trucks and plucking violins; grubby fingers pinching, gouging and tickling; wet fingers squishing into ears and noses; grabby fingers at your sleeve; greasy fingers in the shrimp; fragile fingers curling and uncurling with each breath when like the sea, finally, the children sleep.

I am unaccustomed to such activity. No longer a child, I carry myself within myself. I want to slow this traffic; I want to pluck moments and preserve or heal or burn them. My frenzy is a private thing, a damnable, maddening, lonely thing. Thus it is that I find myself, late this Christmas day, under the pretext of gathering mistletoe, climbing the thick crotch of a dying maple just to gain some solitude, and to breathe and to think.

We are a family of spies, however, and one of us has followed me out. It is the girl we call Bug, full of questions and sugar. She is an elf-child, all blonde and blue, with eyes that glow and blink and swell, and I can feel them glowing and blinking in the winter grayness. She contemplates my activity from below then calls up to me in the gathering sky. “What are you doing?”

I am thirty feet above her now, standing in the limbs of a tree that was a mere sapling at the end of the French Enlightenment. I feel like an affluent worm when I consider this fact. Time weaves fate. This means nothing to her. “I’m looking for mistletoe.” “Can I come up too?” She carries the scar of an immense and terrible wound upon her belly, something went wrong in the pre-life of her mother’s womb, but she is quick and agile and I would like nothing so much as to haul here into the transcendent heights of this massive, wooden thing.

“No. The ladder is not secure.”

“I’m an auto-didactic climber,” she insists.

The last time I sent her into a tree, she ended up in the topmost branches of a magnolia in full bloom; we lost her in the perfume and the blossoms, and she refused to come down until I directed her out onto a limb from which she could leap into the swimming pool below. Her mother was not impressed.

“No,” I repeat.

“Uncle, are you a teacher or an artist?” she calls up to me.

“The ladder is not secure,” I repeat. “I’m coming down now. Let’s go inside.”

We step into the house and I am immediately set upon by a troll. It is the boy we call Moo-shu, on account of his fondness for pork wrapped in pancakes. He has been standing on the stairway, wearing a cape of curly sheepskin, waiting for me to enter, and he flings himself at me from above as though he is plunging into a gorge. His arms go around my neck and he is trying with all his tiny strength to throttle me. It is a game we play; he is a boy without a father in a family of women and he longs for his dad, but I am not that person, and the best I can do is wrestle with him, entangle arms and legs and hair with him, teach him to fight and to run and mingle my male smells with his. I drop to my knees and roll, dislodging his grip and his cape. Like a crab he scuttles away, but I catch his knee and drag him back into the fray. “Now it’s your turn, boy,” I am saying. “Prepare to meet the Sheep of Parnassus!” I am wrapping him up in his cape, as though it would swallow him whole, and at first he is giggling, then a note of panic creeps into his laughter. “No, Uncle, no!” he shrieks. “It is too late for you boy,” I continue. “No flight for you; fight, boy fight!” With that I give him license, we both know this game, and his fear turns to fury. He becomes a small Heracles, seizing my wrists like the fabled serpents and twisting them back with a howl. Our eyes meet for a moment; his loneliness and fear of abandonment fall away like dust and he is just a boy at play in the world, struggling for triumph, and he delivers a good shot with his knee to my stomach. I roll away, doubled up and moaning, and he stands over me, glowering with a grin on his face and his hands on his hips. “You have wounded me, Moo-shu,” I groan, “but the sheep will return!” I make a grab at his ankle, but he scampers up the stairs and is gone.

A family is like a loaded gun: point it in the wrong direction and someone is bound to be killed. We take our shots over dinner, stuffing ourselves with creamy, sauce-laden dishes, then we belch up our vitriol and fire away. “Let’s play a game,” says my grandmother. She is 90 years old and as mean as a switch, with violet eyes that glimmer like thistles in rain. “Let’s say the most insulting things we can possibly think of to each other!”

“Okay, Joanna,” my father responds. “I’ll go first.”

At the children’s table, meanwhile, one of the boys has tipped his plate into his sister’s lap, and he is moaning over his loss. “Clean it up, fatso,” she says to him. Her mother looks over sharply. “Well he is obese, you know,” says the girl. “You said so yourself. You said you would take us all to Hawaii if he lost thirty pounds. You called him obese.”

A cousin is slugging his wine and barking across the table at someone’s boyfriend. “Our president has said that if you are not with us, you are against us. Well, are you with us or against us?” This is a man who considered joining the priesthood but ended up flying jets for the navy instead.

“As I mentioned,” says the boyfriend, “I am from Switzerland. We are a neutral country and I am here to study science, not politics.”

My mother is having a quiet talk with one of my sisters. “Your son has been doing something odd in the bathroom,” she says.

“Mm-hmmm,” says my sister. “Tell me about it.”

“He seems to have taken to smearing his feces on the wall when he defecates.”

Bug is at my elbow at once, tugging away. “Theses? What’s theses?”

“Yes, I’ve noticed that myself,” says my sister. “What do you think it means?”

“I don’t much care what it means,” says my mother, “but it’s staining the finish in the bathroom and I’d rather not have to repaint it.”

“What’s theses, Uncle?” I want to avoid this conversation if I can. “He thinks his name is Martin Luther,” I say to Bug. “Why don’t you ask him if he’s thrown his inkpot at Satan recently?”

My grandmother is clutching at the boy we call, on account of the size of his head, The Squash. He is 13.

“Don’t ever trust a woman,” she is hissing at him. “Once she gets her claws in you, you’ll never get them out.”

My father is chatting with his vegan/neurotic daughter. “You were, without a doubt, the most obstreperous six year old I have ever met.”

The boy we call Sharp-Tooth is picking a scab, and my sister-in-law is thinking her Republican thoughts.

“Priests are such funny things,” my aunt is saying. “They’re always shaking things. I wonder one day they don’t shake something out of their noses.”

Someone begins to pray. “Hail and blessed be the hour and moment in which the Son of God was born.” The children are under the mistletoe, performing some weird ceremony. They seem to be making out with one another. The moments we forget likely mean more than the ones we remember. The prayer continues, “…in that hour be pleased, oh Lord, to hear my prayer and grant my desire.”

Bug is at my elbow again. “Uncle.”

“Bug.”

“There’s someone in the tree.”

“No, Bug.”

“There’s someone in the tree.”

“It’s just a memory, Bug.”

“…through the merits of our Lord Jesus Christ.”

“Uncle!” Bug’s eyes are so wide and blue they hurt to look into. “Be an artist!” she says.

“…and his most afflicted mother.”

“Come look!” she says, and we flee.

Dispatches: On Michael Haneke

There are filmmakers who help us learn to watch movies better. Many of them are canonical: Eisenstein, Hitchcock, Ford, Kubrick, Kiarostami, Sokurov, etc. What links the group of directors I am referring to is the way that watching their movies forces the viewer to pay attention to form. Rather than simply immersing one in plot, these artists ask viewers to glean information from the directorial choices being made, from compositions and cuts and such. In Hitchcock, to give the classical example, pretty generic plots combine with a camera eye that makes associations and psychological inferences with startling sharpness. These are moviemaker’s moviemakers. The critic-artists of the nouvelle vague did much to emphasize the aesthetic value of highlighting formal elements, and so the auteur, rather than the studio, became the most important unit to consider when watching movies (they also extended this view backwards to incorporate Hawks and many others). Film formalism is really part of the mid-century revaluation of modernism that extended to criticism and architecture. These days, auteurship mostly serves as the justification for self-absorbed directors whose most urgent message is the advertisement of their own genius.

There are, though, directors working today who respect their audiences enough to command and repay that respect with thought-provoking work that also relies on the audience’s attention to formal features. One of these is the Austrian director Michael Haneke. The sobriety and equipoise of his camera, and the subtlety of his aesthetic choices, make most of his films a pleasure to watch. His recent work has seen him rein in his early tendency towards flashy violence and degradation, as in Funny Games. His adaptation of Elfriede Jelinek’s The Piano Teacher was amazing in its visual translation of that novel’s obsessive tone, and I though his fondness for menacing quiet moments made “Time of the Wolf” one of the best post-apocalyptic movies made recently.

The first shot of his latest, Cache (“Hidden”) is a perfect example of his talent. He holds the wide shot of the main characters’ home for an extremely long time, maybe five minutes. Luckily (or rather, deliberately) the composition is complex enough, and photographically interesting enough, to maintain one’s interest despite the confusing lack of activity. Soon it is revealed that the nature of the first shot is very different to what one at first assumes, and one is forced to revise one’s faith in the basic nature of shots in movies. It’s that clever. As the image becomes a motif, repeatedly returned to, over the course of the film, its details become more and more familiar, and our encounters with the same space from different perspectives are made as familiar as if we ouselves had inhabited this street. This is filmmaking: to grasp a space and its complexity and impart that complexity to a viewer, in something like three-dimensionality. The movie is about surveillance, literally and figuratively, and it commands the viewer to confront the ambiguity of looking at the world, and how assumptive most of the judgments we make about it are. Like most great formal films, we learn about observation by observing it.

The narrartive theme of Cache might be said to be the return of the repressed, globalized. The movie concerns an haute-bourgeois couple – their modernist dwelling, decor, even food, perfectly observed – who are possibly threatened by figures from the husband’s past. The relations between the modern liberal individual, secure in his sanctimonius domain, and the world-at-large (in this case, the French colonial world) are called in question with devestating results. Compared to a movie like Syriana, whose idea of exploring the links between countries is to represent everything through the tired themes of espionage and politics, with human beings a kind of generic afterthought, a plot device, Cache starts from the most locally situated, domestic setting (the ur-Parisian couple of Juliette Binoche and Daniel Auteuil) and gradually expands the circle outward, relentlessly and at times grimly, until you feel the distance between places and places, times and times, unraveling.

At times, in all his films and this one, Haneke can risk dourness. I never actually feel he is a miserablist; more likely, I think, his tone is so even and reserved that easily bored viewers sometimes feel punished. I think his directorial reserve, his lack of flashy camera movements and cuts, is his great strength: it buys him the time to examine people more closely than most filmmakers. If he has a trademark shot, it is the stationary wideshot. These shots, so beautifully composed, are reminiscent of another very systematic artist, Andreas Gursky. But they are much more daring in the cinema than in photography, and they build up great pathos over the long durations for which he holds them. What seems to get exposed by these patient intervals of looking is something like the Pinterian hypocrisy of everday life, the little lies that must be constantly told and that we must ferret out. The artificial, quick style of the commercial film industry can’t show us this; it substitutes the pleasure of cutting to the beat of music and fetishizing the close-up. Haneke can’t or won’t provide these confectionary pleasures, but he substitutes something richer: visual detail, blocks of color, compositions that combine foreground and background elements. In a way, his work is a defense of cinema against music, and against television (the home of the close-up).

Haneke’s comfort with unsympathetic characters, actions, and styles comes along with something a little less savoury: his attraction to sadism. Violence, and especially the visceral display of blood, in his movies is a bit of an addiction for him, and at times it can feel a little too much. But he shows signs of maturation: where he reveled in brutality in his earlier films, especially Funny Games, The Piano Teacher mostly observes blood so clinically as to reconfirm the aversion to violence. In this sense, Haneke’s violence is the opposite of the kind of celebratory intensity that you find in so many American directors (Scorcese, Tarantino). In Cache, despite a pervasive air of menace, there is only one violent moment, and it irrupts so shockingly into the texture of the film that it at first feels manipulative. Later one begins to decide it was earned after all.

The film’s final shot, another elegant stationary composition held for minutes, only furthers the ambiguity of what has come before. The film, full of jokes and setups that defy generic expectation, ends by neglecting to conclude, instead pointing to the unknowability of urban culture. It poses some really difficult questions about contemporary French identity and the price of its maintenance. For his recommitment to radically simplistic cinematic tools; his mastery of tone and pacing; his photographic complexity; his fearless attitude towards unsympathetic characters; and most of all his respect for the viewer’s intelligence, I think Haneke is one of the most interesting directors at work in the world today.

Dispatches:

Divisions of Labor III (NYU Strike)
Divisions of Labor II ( NYU Strike)
Divisions of Labor (NYU Strike)
The Thing Itself (Coffee)
Local Catch (Fishes)
Where I’m Coming From (JFK)
Optimism of the Will (Edward Said)
Vince Vaughan…Eve Sedgwick (Homosocial Comedies)
The Other Sweet Science (Tennis)
Rain in November (Downtown for Democracy)
Disaster! (Movies)
On Ethnic Food and People of Color (Worcestershire Sauce)
Aesthetics of Impermanence (Street Art)

Monday Musing: A Moral Degeneracy

One of the few vices I have always had an extreme aversion and almost allergic reaction to is gambling in all its multifarious incarnations. So much so, that I have never even learned to play a single card game, because they are all somehow indissolubly (and probably unfairly) associated with gambling in my mind since an early age. Besides the irrationality of trying to “beat the odds” at a casino, and the elaborately idiotic “systems” that people come up with for doing so, the idea that one is getting some entertainment in exchange for throwing one’s money away is, at the least, irritating to me. Since when is sitting in a near-hypnotized state in front of a gaudily festooned refrigerator-with-a-gearshift-lever-attached for hours, feeding small (and not so small) change into it, and occasionally getting some ducats spat out at one, considered entertainment? And why? I’m sorry, it seems much more like a compulsive sickness to me.

Still, if people want to congregate in some monstrously ugly building and drunkenly give their money to casino owners for nothing in exchange, and to find this entertaining, who am I to object? I don’t even begrudge the Native-American tribes that have managed to get something back from the people who have taken everything else from them, by taking advantage of their addictions for a change. I do, however, draw the line at state-sponsored gambling. Human minds have a well-known and well-studied weakness in dealing with probabilistic phenomena. (See this earlier 3QD article, for example.) It is one thing for individuals, or even private corporations, to take advantage of this systematic weakness; it is quite another for government itself to be doing so by actively and enthusiastically promoting gambling, rather than protecting people from it by making sure that they are aware of its obsessive dangers and basic irrationality. Yes, I am talking here of all the lotteries.

Lotto_ticketFrom the point of view of rational choice theory, to play a state lottery is undeniably, unarguably, irrefutably irrational. They give out much less than half the money as prizes, than what they receive from the tickets they sell; the rest goes to the cost of administering the lottery, and whatever is left over is used for the benefit of citizens in supporting educational and other governmental programs. It is like someone telling you, “I will flip a coin and you call it. If you lose, you pay me $10. If you win, I will pay you $4.” Would you repeatedly keep playing this game? Well, if you play the lottery, this is exactly the game you are playing. The bigger the potential payoff, the more even otherwise-rational people become willing to suspend all reason, even if the odds of losing have grown to astronomical proportions. The government of my home state of New York constantly takes advantage of this very human mental laziness by running ads on TV whenever the total amounts available in the lottery exceed some amount, like 10 million dollars. Whenever the amount is over a 100 million dollars, the glamor-promising promotion is constant, and it seems to work very well in replacing any misgivings people may have about the basic stupidity of buying lottery tickets, with ineluctably seductive visions of nearly unimaginable wealth. People drive miles from Connecticut and New Jersey to come to NYC to buy Lotto tickets when this happens, no doubt planning what they will do with their winnings along the way. Someone once pointed out that for a round trip of more than 14 miles, there is a greater chance of dying in a traffic accident than there is of winning 100 million dollars in the NY State Lotto. Still, there are plenty willing to take their chances.

So what about the supposed benefits to society? A slogan on the website of the NY State Lotto proudly proclaims: “Raising billions to educate millions!” Well, let’s take a look at where these billions-for-millions are coming from. As you are no doubt aware, many demographic studies in many different states show that the numbers of lottery players are dramatically skewed toward African Americans and low-income groups, and those with low levels of education, with a significant number of senior citizens added to the mix. It is hardly surprising that those who feel most desperate about their situations in society, and have the least hope or avenue of uplift, would be most likely to risk their precious few dollars on the futile dream of escaping their condition. Look, let’s just call this what it is: another tax on the poor, and a racist one at that. What is remarkable in this case is that it is liberals who support such efforts, mistakenly thinking that the monies raised will be spent on the needy, while conservatives, such as George F. Will, vociferously oppose lotteries on the moral grounds that the government should not be in the business of promoting gambling.

I am not sure why otherwise reasonable people are so taken with the idea of lotteries as a great way of raising money for good causes. I was once told by a very distinguished diplomat (whom I respect and admire immensely) that he had suggested the idea of a worldwide lottery administered by the UN to Kofi Annan, as a way of raising money for worthy UN causes. Maybe he was joking. But proposals for new lotteries are everywhere. Look at a sample I just found from today, for instance:

Elmer L. Forbath proposes this in Space.com:

A Space Lottery: An Idea Whose Time Has Come

The National Space Society should promote creation of a National Space Lottery. Ideally, this might become an International Space Lottery, and would offer the possibility of space flight, as a prize, to every man, woman and child on earth…

The problem with funding space efforts with tax dollars is that many say, “What’s in it for me?” To date, space has been reserved for scientists and rich tourists, like Dennis Tito and few imagine themselves as having a chance. A National Space Lottery will offer the possibility of space travel to everyone, rich or poor!

Lotteries generate huge amounts: One multi-state jackpot reached $363 million! The lottery for New York has the motto “A Dollar and a Dream.” The dream offered by a ticket in the “space” lottery could be a ride on an F-16 or the “Zero G” airplane, suborbital flight on SpaceShipOne, a trip to the International Space Station, or eventually to our lunar colony.

Yes, why not have the desperate and the destitute of the world pay for our increasingly controversial plans for space missions? Maybe we can’t con our taxpayers, or even their usually easily-bought representatives in Washington in this case, but, hey, we can always exploit the silly dreams of wealth that the extremely poor and illiterate of the world can always be counted on to indulge! I can just imagine the long lines at the pale blue cash-in-dollars-only UN Lottery terminals in Malawi. While we’re at it, I have a modest proposal of my own: why doesn’t the government also get into the business of hawking Hock? It’s legal, after all, and maybe we could raise enough money to start treatment programs for alcoholics. Maybe there would even be enough left over to house the homeless!

Have a good week!

My other Monday Musings:
In the Peace Corps’ Shadow
Richard Dawkins, Relativism and Truth
Reexamining Religion
Posthumously Arrested for Assaulting Myself
Be the New Kinsey
General Relativity, Very Plainly
Regarding Regret
Three Dreams, Three Athletes
Rocket Man
Francis Crick’s Beautiful Mistake
The Man With Qualities
Special Relativity Turns 100
Vladimir Nabokov, Lepidopterist
Stevinus, Galileo, and Thought Experiments
Cake Theory and Sri Lanka’s President

Monday Musing: Awareness of Mortality, Conservatism, and Local News

I’ve generally been dissatisfied with the idea that media outlets such as Fox TV and Sinclair are the drivers behind the rightward move in politics in recent decades. It’s not that I find the claims impossible. I certainly have come across enough people whose arguments for this or that right-wing view pretty much echo Rush Limbaugh or Bill O’Reilly, or, at better moments, Bill Kristol. I hear these arguments as well, and remain unconvinced. The smarter conservatives have heard opposite views as well, and they remain unconvinced. There is plenty of space for reasonable disagreement for the simple fact that we disagree about what factors are relevant, how they should be weighted, and that we have differing commitments as to what values should be prioritized. So, that doesn’t leave me surprised. But the trend has been a steady one, or had been a steady one. And while there are reasons we have for our positions, and while in some broad sense these reasons can and do act as causes for our political preferences, something else seemed to be at play, and the media seems as good a place as any—all the more so if reasons and the information they appeal to, matter.

Conservatives often point to how media and entertainment alter values by altering our attitudes and psychological stances on sex, violence, and authority. To the extent that political attitudes depend on psychology, on sentiment, their take that the media alter sentiments and thus political may be at least as true as the left-liberal claim that the media distorts information.

The appeal to the psychological basis of political preferences, and especially the patterning of political preferences is old. Studies of crowd psychology, mass movements, fascism, obedience to authority and the like have been steady, and the turn towards rational choice and strategic behavior, with its assumption that these turns are motivated by self-interest, has not managed to dislodge it.

I was thinking of politics and psychology this past holiday season when back in Houston for a visit. An increasing number of family members were becoming more and more conservative and they were becoming more and more fearful.

Recent studies in psychology suggests the people are effectively made more conservative when they’re made aware of mortality. This new approach, “terror management theory”:

holds that cultural worldviews or systems of meaning (e.g., religion) provide people with the means to transcend death, if only symbolically. The cornerstone of this position is that awareness of mortality, when combined with an instinct for self-preservation, creates in humans the capacity to be virtually paralyzed with fear. Fear of death, in turn, engenders a defense of one’s cultural worldview. Consequently, the theory predicts that if the salience of one’s mortality is raised, the worldview will be more heavily endorsed to buffer the resulting anxiety. Under conditions of heightened mortality salience, defense and justification of the worldview should be intensified, thereby decreasing tolerance of opposing views and social, cultural, and political alternatives.

The relevance of terror management theory to the psychology of conservatism should be apparent. When confronted with thoughts of their own mortality (Greenberg et al., 1990; Rosenblatt et al., 1989), people appear to behave more conservatively by shunning and even punishing outsiders and those who threaten the status of cherished worldviews. This perspective is especially consistent with the notion of conservatism as motivated social cognition; terror management theory holds that social intolerance is the consequence of worldview-enhancing cognitions motivated by the need to buffer anxiety-inducing thoughts.

The theory was founded by Sheldon Solomon, Jeff Greenberg, and Tom Pyszczynski, who point to considerable empirical support for their claims.

Empirical support for TMT has been obtained in over 200 experiments by researchers in 13 countries, primarily by demonstrating that reminders of death (mortality salience) in the form of open-ended questions, death-anxiety questionnaires, pictures of gory accidents, interviews in front of funeral parlors, and subliminal exposure to the words “death” or “dead,” instigate cultural worldview defense. For example, after mortality salience, people: 1) have more favorable evaluations of people with similar religious and political beliefs and more unfavorable evaluations of those who differ on these dimensions; 2) are more punitive toward moral transgressors and more benevolent to heroic individuals; 3) are more physically aggressive toward others with dissimilar political orientations; and 4) strive more vigorously to meet cultural standards of value. In addition, research has shown that mortality salience does not influence conscious affect or physiological arousal, and its effects are greatest following a delay, when death thought is highly accessible but outside of focal attention. Recent work has demonstrated that it is the potential for anxiety signaled by heightened death thought accessibility, which motivates worldview defense and self-esteem bolstering, which in turn reduces death thought accessibility to baseline levels. . .

President Bush’s popularity soared after the massive mortality salience induction produced by the attacks of 9/11; since then, Bush has emphasized the greatness of America and his commitment to triumphing over evil. . . Do reminders of mortality increase the appeal of such a leader? Studies published in the September 2004 issue of Personality and Social Psychology Bulletin suggest that they do. In Study 1, a mortality salience induction dramatically increased support for President Bush and his policies in Iraq. In Study 2, subliminal reminders of 9/11 or the World Trade Center increased the accessibility of implicit thoughts of death; for Americans then, even non-conscious intimations of the events of 9/11 arouse concerns about mortality. Accordingly, in Study 3 participants were asked to think about death, the events of 9/11, or a benign control topic; both mortality and 9/11 salience produced substantial increases in support for President Bush among liberal as well as conservative participants. Finally, in Study 4, whereas participants rated John Kerry more favorably than George Bush after thinking about being in intense pain, after a reminder of death, evaluations of Bush increased and Kerry decreased, such that Bush was more favorably evaluated than Kerry.

And the mechanism seems to be a fairly straightforward, in-group out-group dynamics. I recalled these studies which I had come across not too long ago when I was in Houston, because a fear and stigmatization of refugees from New Orleans was not simply palpable but open. More importantly it was on the local news all the time.

I stopped watching local news a long time ago mostly because of headlines like “Potholes, what you don’t know might kill you.” (That’s not a made up headline.) The alleged crimes associated with refugees from New Orleans were particular instances of the sensationalist fear mongering that is a staple of local news. If there’s anything to this research, then Fox News and Sinclair may be products rather than sources of the changes in political preferences, and the sources themselves may be from seemingly innocuous media.

Critical Digressions: Beyond Winter in Karachi (or the Argumentative Pakistani)

Ladies and gentlemen, boys and girls,

Recently in town for the British tour, cricket reporter Andrew Miller observes,

“One of the first things you notice about Karachi, so long as you’re not being hot-boxed in a rickshaw as the morning traffic crawls to a halt, is the improbable clarity of the air. Despite being home to 14 million intensely active inhabitants, there’s none of the oppressive smog that lingers over Lahore like a caggy blanket. As the sea breezes work their magic and dissipate the city’s exhaust fumes, it’s possible too to see through some of the thick layers of misconception that abound about the place.”

Karachibynight During winter in Karachi, the sunlight is soft and milky during the day and after dusk the air becomes cool and wafts firewood and the sea. The billboards down Shahrah-e-Faisal flash and buzz and the wedding halls in and around the wide boulevards of Nazimabad and Hyderi are lit like carnivals. Winter is wedding season, Jinnah’s birthday, Christmas time, new year. In Saddar, St. Patrick’s Cathedral, garlanded by Christmas lights, glows something like a medieval structure in downtown Prague. At Clifton beach, floodlights animate the swelling gray sea and the silhouettes of families skipping on the silt. On New Year, tens of thousands of Karachites flood the beachfront on the backs of motorbikes, chanting, waving flags, celebrating themselves and the city. 

This year, however, a shadow has fallen over the city’s winter pageantry. A few months ago the earth opened up in the north and swallowed up mountains, roads, schools, villages, people. The earthquake in Kashmir is a catastrophe of epic proportion: a hundred thousand dead, three million displaced. The numbers bewilder; and grow: the severe northern winter is now claiming thousands every day. (We urge you to contribute generously, immediately.)

DisplacedchildrenAlthough far away, the tremors of the earthquake have reached Karachi: not only does the city host a large Kashmiri population but possesses the requisite infrastructure to provide relief. From the city’s efficient political machinery – notably the MQM and the Jamaat – to the remarkable civic organizations – the Edhi Welfare Trust and the Citizens Foundation – all have been involved in the relief and present reconstruction effort. Moreover, students from high-schools and colleges, some who have never left Karachi, are volunteering in far-flung Muzaffarabad and Balakot.

Fellow at the Council for Foreign Relations, Mahnaz Isphahani notes that “an August 2000 study by the Agha Khan Development Network rated Pakistan as one of the most charitable countries,” a remarkable statistic for a developing country. “It shows. The private sector, non governmental organizations, political parties and thousands of volunteers led the relief efforts. The earthquake has driven a unique mobilization of Pakistan’s civil society.” Rugged individualists, Pakistanis don’t come together often. But when they do, they seem to move mountains.

Pakistan routinely makes headlines for being a “frontline state” on the “War on Terror,” a function of its geography which is defined by a collection of tribal fiefdoms in north, Muslim fundamentalist Iran to the West, and until recently, Hindu fundamentalist India in the East. Consequently other developments escape discourse. Save a piece or two, there has been no coverage of the remarkable summoning of national resources toward relief and reconstruction. Indeed the earthquake has often been essentialized in mainstream media as a matter of five or six Indian army helicopters that were not accepted by the government. As usual, many dimensions have escaped scrutiny.

Writing in the Wall Street Journal, however, political commentator Husain Haqqani picks up on an interesting development:

“So much for the popularly peddled view that anti-Americanism in the Muslim world is so pervasive and deep-rooted it might take generations to alter. A new poll from Pakistan, a critical front-line in the war on terror, paints a very different picture – by revealing a sea-change in public opinion in recent months…Pakistanis now hold a more favorable opinion of the U.S. than at any time since 9/11…The direct cause for this dramatic shift in Muslim opinion is clear: American humanitarian assistance for Pakistani victims of the Oct. 8 earthquake that killed 87,000. The U.S. pledged $510 million for earthquake relief in Pakistan and American soldiers are playing a prominent role in rescuing victims from remote mountainous villages.”

There are other seismic developments in the north that have escaped attention. A few months ago, the Hasbah bill made headlines everywhere. The procrustean legislation, passed by provincial assembly in Peshawar (the capital of NWFP, the province bordering Afghanistan), would have created a moral police. In December, however, the Supreme Court definitively struck it down. This, of course, did not make the news anywhere. (We urge you do do a google search on the issue). Furthermore, the sponsors of the bill, the MMA, the Islamist party that won some seats after the second Afghan campaign, has been unable to subsequently pursue it. Sirajul Haq, a senior provincial minister in the MMA, claims in the Herald that “some people in Islamabad are allergic to the word Islam.” Indeed, Musharraf’s administration came down like a ton of bricks on the mullahs.

Abdullahshah Of course, Haq’s Islam is not Pakistani Islam; the personality of Pakistani Islam is inherently accommodative. Whenever we return home, for instance, we visit the shrines of Sufi saints in and around Karachi, from Mayvah Shah deep in a necropolis featuring a Jewish cemetery to perhaps one of the most intriguing tombs in all of South Asia, Udero Lal (or Duryah Shah). Here, people congregate on Thursday nights, singing, dancing, smoking chars. The weekly festival features fortune-tellers, wrestling competitions, food stalls. Near the beach, at Abdullah Shah Ghazi, we pay homage to the saint who is said to have saved Karachi from the sea. In the limestone cave behind the tomb there is talk of other miracles. This time around we visited a couple of Hindu temples, including Shree Ratneswar Mahdevi, a five minute saunter from Abdullah Shah. There, we were taken to a limestone cave underneath and briefed about miracles. No doubt, the two caves are connected. Whether you talk about the Barelvi Punjabi countryside or the Maulai Sindhi interior, the weddings rituals or notions of hygiene, the infrastructure of Pakistan’s Islam rests on a syncretistic heritage. And Islam got more civilized the further it moved away from Arabs and Arabia (and arguably is most accommodative in the Far East).

Theboysfrompeshawar Another exciting development in the north is the emergence of Sajid and Zeeshan, a solidly middle class, Peshawar-based, electronic pop duo. Their thoughtful but finger-snapping, hip-shaking singles “King of Self” and “Freestyle Dive” (that we urge you dowload from their website) have topped the charts and if marketed successfully, their upcoming album can take dancefloors worldwide by storm. The latter’s animated video – featuring a bank robber who suffers a pang of conscience – was nominated for best video at the Indus Music Awards (held, by the way, with great pomp on the lawns of the Karachi Parsi Institute on December 24th.) Sajid and Zeeshan are the face of contemporary Pakistan, resolute members of the Media Generation, heterodox rockers who unlike mullahs don’t worry about what Pakistan should be, about silly notions of authenticity, but are confident that what they do is by definition, Pakistani.

Indeed, the Media Generation is redefining notions of self and sovereignty in a way that no prior generation has before, a phenomenon we have covered in this column earlier. This winter, the Media Generation is responsible for the superb Kara Film Festival and for bringing Bryan Adams to Karachi later this month for a benefit concert (where some twenty thousand are expected to attend). It was also responsible for local channels broadcasting Christmas programming on Christmas eve: not only was there a Christmas address by the Prime Minister to the a large gathering on PTV but Christmas carols on TV1, and on GEO (the most watched entertainment channel), a serial on prime-time featuring Pakistani Christian family, a first. This is the stuff that changes sensibilities. For instance, at Nasra School, one the largest private urban school networks for lower-middle and middle class students, the topic for the annual middle school debates this year (reminescent of the program “50 Minutes” on GEO) was, “Should Pakistan develop relations with Israel?”

Ourboys_1 The sports channels are commemorating another event: Pakistan walloping England in cricket. For years, Pakistan had been in the wilderness, a team with few stars, little direction, no guts. Things began turning in 2005 with Pakistan’s resounding defeat of India in India. England, on the other hand, was coming off an historic victory over Australia, the best team in the world, and was favored to win. But as with India, the Pakistan boys made chapli kebab out of them. Under the squinty, watchful gaze of Inzi, “The Big Easy,” their towering Punjabi captain who has finally come into his own, Danesh Kaneria, the Hindu leg spinner, took wicket after wicket after wicket as Shahid Afridi, the blue eyed Pathan from Karachi, transformed from a streaky opener to the most explosive batsman in cricket today, swatting pitches as if he were playing street cricket with a tape ball. Cricket reporter Kamran Abbasi avers, “There is a Pakistani way in cricket, abundant talent abundantly flawed, that leaves you holding your breath in anticipation of the next act and staring in disbelief if it comes off.” We see things somewhat differently. The cricket team can be thought as a proxy for nation: rugged individualists with varied styles and backgrounds who against all odds somehow come together at critical junctures to come out on top.

Other Critical Digressions:

Dispatch from Karachi

The Media Generation and Nazia Hassan

The Naipaulian Imperative and the Phenomenon of the Post-National

Literary Pugilists and Underground Men

Gangbanging and Notions of the Self

Dispatch from Cambridge (or Notes on Deconstructing Chicken)

Poetry of the Real: Six Feet Over

Australian poet and author Peter Nicholson writes 3QD’s Poetry and Culture column (see other columns here). There is an introduction to his work at peternicholson.com.au and at the NLA.

You quite often see poetry used in contemporary culture in interesting and creative ways. For example, just last week I heard some Emily Dickinson used in the Kneehigh Theatre’s production of Tristan & Yseult at the Sydney Festival, and I’m pretty sure I heard a line from Larkin in Jerry Springer The Opera which was shown here recently. What is a lot less common, I think, is to find what one might call the poetic, or the poetry of the real, in actual television shows. Some would say that all television is poetic in the sense that it heightens the aesthetic experience in ways that can intensify viewing and listening pleasure. The mordant satire of The Simpsons or the social comedy of Frasier or Seinfeld is television of a very sophisticated and pleasurable kind. However, programs that get through to the wound of living and are equal to the realities of how we know our lives to be are much rarer.

Six Feet Under is surely one of the most effective television series from this viewpoint. Here is the poetry of the real, written and produced to entertain, but getting very close to the place where poetry lives. True, the poetry is often near to incomprehension, pain and disillusionment. There are no one-liners to relieve the cataclysms in the heart. From the very opening shots, with their intimations of Poe’s ‘Quoth the raven, ‘Nevermore’’ (or is it Macbeth?), and the necessary death we witness at the commencement of each episode, we are put in the way of the strangeness and unpredictability of death, and therefore of the strangeness and unpredicability of our lives.

It is a very important creative achievement to bring about this kind of intensification for five seasons of programming. Here, I feel, there are characters who could walk out of the screen and I would recognise them as of my own kind and time. They speak truly, and their silences are true too. And I like the way the characters change our perceptions of them, how our reactions to them vary. Brenda Chenowith, for example, can seem liberated and perceptive, and then self-obsessed and narcissistic—not quite the same thing. Claire’s adolescent wilfulness can be irritating until we remember we were just like that not so very long ago. But Claire is also strong enough to resist the commodifications that want to turn her generation into mindless consumers. Just as David Fisher’s forbearance is of the kind we know is needed to get through, so too you sometimes want to shout at the screen for him to tell Keith where to get off. The southern Californian skies may not be our milieu, and we may not take as many hard substances as the Fisher family and their friends do, but all the same, these people are like us with their desire and hope, their frailty and strength. There are no saints here, just people getting through the rhythm of their days, aiming for good, and often falling short. Alan Ball and his production team have done the most effective job in conveying the wing of their joys and discontents. The program has to be packaged as entertainment, but it is entertainment of the first order where there has been no compromise to get ratings points.

There is one aspect of this program that wouldn’t necessarily strike the average viewer the same way it would an independent writer like myself: the fact that Fisher & Sons is an independent business, trying to survive against the onslaught of Kroehner Service International and the shark-toothed Mitzi who is always waiting to devour the Fisher family in her maw. I have often felt every sympathy for Ruth Fisher and for the ghost of Nathanial Fisher who makes unpredictable sorties in the psyche, especially of elder son Nate. They held onto an independent family business for all their working lives, and it has often looked like the business was going to be swallowed up in some capitalist conglomeration. The poet Joseph Brodsky once wrote that some poets store up malice as a kind of life insurance. They have little to give except their bile, and rampant verse offerings. The equivalent of Kroehner Service International is well and truly alive in the arts. David and Nate have to fight off attempts to take over their business at every turn, and so far they have succeeded. Federico, their brilliant mortician who gets people looking as good in death as they ever did in life, also wants in on the action, and he is properly put out when, earlier in the series, the Fishers don’t seem to have any time left over for his ambitions. I think this solidarity against the predatory and levelling tendencies of capitalism in its late phase partly-explains the appeal of Six Feet Under to so many different kinds of viewers, just as each of the characters summons up some aspects of our own lives which can be as inspiring as Ruth’s willingness to shed her old skins or as strange as Brenda’s psychiatrist parents’ shenanigans.

To me, this series attains what is very close to a Wagnerian Gesamtkunstwerk, a total work of art, where all the contributory factors—the writing, the music, the acting, the sets, the editing—go to make the cathartic whole. SFU is one of those productions against which subsequent series which aim at dramatic credibility will be judged. One can’t, and shouldn’t, go around all the time with your head in aesthetic clouds. A series like Six Feet Under brings you down to earth with a thump, but the kind of thump where poetry can be real for you, and the words spoken and the feelings experienced transcend the passing moment, and you, as viewer, go through to another level of acceptance or recognition; you are somewhere beyond the crassness that some contemporary culture insists is your due. And you are over, at least six feet over, all that detritus and failure.

                                                                      *

        Poem Of The Real

Child soldiers of sex slaves
Cut off lips with razors.
Time for some aesthetics.

Ocean rears from bad dreaming,
Swallowing your family whole.
What about hermaneutics?

Poem of the real is this world
Spun in violent fractals.
Insoluble acrostic.

Written 2005

Monday Musing: Being Polish

I’ve decided to become Polish. This will be slightly easier for me than for some because I happen to be almost completely Polish on my mother’s side. But only slightly easier. The Polishness of my Polishness never got going. The things that happen to national identities in the American experience happened to my Poles. The Polishness got filtered out over the years, a couple of generations. It is only a name now, a word that points to origins that stopped explaining things. Calling myself Polish explains almost nothing about me.

But I’ve decided to make it explain something. There are some names associated with this decision. One of them is Czeslaw Milosz, another is Adam Zagajewski. And what about Gombrowicz and more recently Adam Michnik? There is also Ryszard Kapuscinski. There are others; names I’m still discovering and exhuming from the 20th century. In a way, the 20th century is a Polish century. That is if history should sometimes be written by the losers. And probably it sometimes should. Not that Polish hands aren’t stained with the blood of others and stigmitized by the same horrors that marked so many during that terrible century just passed. But Polish Letters, the Polish essay, is profoundly marked by that tragic sense of history that defines the Central and Eastern European mindset that watched, mostly helplessly as Nazism handed them off to the Soviets.

The Polish essay is about individual acts of resistance against the eradication of the mind. Sometimes these essays are conservative, sometimes they are grasping for something new. Sometimes they feel profoundly European, like faded scraps of parchment, testaments to a world that was destroyed by the very hands that had built it. Milosz feels that way most of the time, like a character from one of Sebald’s novels, like a memory waiting to dissapear. Milosz is a million miles away, talking about his Polishness in ways that don’t even completely make sense. And he is so good that he doesn’t have to care. He writes:

My work for foreigners has been of a practical, even pedagogic nature–I do not believe in the possibility of communing outside a shared language, a shared history–while my work in Polish has been addressed to readers transcending a specific time and place, otherwise known as ‘writing for the Muses’.

But Milosz too was an exile and he had to take his Polish with him. Polish essay writing always has some aspect of exile mentality. The Polish 20th century is about the tenuousness and transmutability of physical space. And it is about the power of mental space in the face of that fragility. Zagajewski writes about Gombrowicz:

And yet, despite all his theories, polemics, and quasi-philosophical and anthropological lectures, it is not in the sphere of ideas that we should seek his greatness, but deeper, in a more elementary realm. Through all of his disputes and debates, Gombrowicz, a restless spirit provoked by time, by modernism and recent history, expresses himself, and speaks—not straightforwardly, which is precisely what is so engaging—about himself, his adventures, his sufferings; about pain and about joy. He is like an Everyman for our time; he is our fellow, tormented not only by sickness, emigration, poverty, and loneliness, but also by ideas.

That is exile writing too. It’s tormented but it has found some strength in that condition. The exile in the Polish essay isn’t a victim. The Polish essay bitches and moans but then laughs about it. The Polish essay can always draw on totalitarian humor, the blackest and often most painfully humorous of humors.

I think that the exiled fragments of experience that have come down to us from the 20th century in the Polish essay are something to identify with as ruins. In these ruins are the best, if broken, parts of the human mental landscape. That is the kind of Polish I’ve decided to try and be.

Poison In The Ink: Darwinian Grandparenting

Most grandparents would never admit it, but studies consistently reveal that they treat some grandchildren better than others.

When surveyed, adults said they felt closest to their maternal grandmothers, followed by their maternal grandfathers then paternal grandmothers and finally paternal grandfathers.

The pattern was the same whether the researchers tested for emotional closeness, the amount of time spent per week with a grandchild or the money spent on them each month.

It was also the same whether the adults surveyed were from America, Germany, Greece or Australia and even when such things as the grandparents’ age, the distance they lived away from the grandchild and the number of living grandparents were controlled for.

One of the most intriguing explanations for this trend comes from evolutionary biology. The idea is that the investment a grandparent makes in a grandchildren reflects how certain they are that they are actually related to them.

Biologists refer to an organism’s ability to survive and produce offspring as “fitness.” From a Darwinian point of view, the goal of grandparents is to help their children have as many children of their own as possible. By doing so, the grandparents not only increase their children’s fitness, but their own as well.

Evolutionary theory therefore predicts that a maternal grandmother will be most likely to invest in her grandchild because in nearly all cases, she can be 100 percent sure that the grandchild born of her daughter is really related to her.

It also predicts that a paternal grandfather will have the least incentive to invest in his grandchild because not only is he unsure of whether his son is really his grandchild’s father (the daughter-in-law may have cheated on her husband), he also can’t be sure of whether his son is really his son (his wife may have cheated on him).

But while evolutionary theory does a good job of explaining why maternal grandmothers invest the most in their grandchildren and paternal grandfathers the least, it doesn’t explain why adults consistently said they felt closer to their maternal grandfathers than their paternal grandmothers.

If all that matters is relatedness, both these grandparents should show similar levels of investment since both have an uncertain genetic link to their grandchildren: the paternal grandmother can’t be completely sure that her son was really the father of her grandchild and the maternal grandfather can’t be completely sure that the mother of his grandchild is really his daughter.

A possible explanation for this anomaly was suggested by William von Hippel, a psychologist from the University of New South Wales in Sydney, Australia and colleagues in a paper published last year in the journal for the Society for Personality and Social Psychology.

According to von Hippel, paternal grandmothers are more distant than maternal grandfathers because they have another, safer, bet when it comes to the investment of their time and resources: your cousins.

The reasoning behind this idea is simple: while your paternal grandmother may be uncertain about the genetic link between her son (your father) and you, she can be 100 percent sure of her relatedness to her daughter’s (your aunt) child (your cousin).

This hypothesis therefore predicts that your paternal grandmother will invest more time in your cousins if they are the children of her daughter than in you. Your maternal grandfather, on the other hand, is as clueless about his relation to you as to your cousins and therefore has no incentive to prefer one over another. The researchers also predicted that in cases where the maternal grandmother had no grandchildren through daughters, this effect would dissapear.

To test their hypothesis, the researchers surveyed 787 students from the University of South Wales. They asked the students to rate their emotional closeness with their grandparents and to also indicate whether they had cousins, and if so, whether they were from paternal or maternal aunts and uncles. The results followed the exact pattern that the researchers predicted; however, the effect was only marginally significant.

The researchers were unfazed though. “Rather than being unimpressed by the small size of these effects, one might instead be impressed that such an effect emerges at all,” they write.

“Of all the reasons to feel close or distant to a grandparent, the fact that genetic uncertainty and preferred investment outlets led to predicted differences in closeness testifies to the potency of evolutionary principles.”

The researchers hope to replicate the experiment in non-Western cultures and to use more direct measures of grandparental investment, such as gifts given.

Rx: Reductionist vs. pluralist views of Cancer

CancercellCancer, the malignant evil that corrodes fatally, is supposed to start in one cell. In appearance and behavior, this cell and its daughters are so different from their “normal” predecessors and counterparts that they appear to represent a new species. In this essay, I suggest that the transformation of a non-malignant cell into a frankly malignant state accompanied by all the biologic changes that define cancer as a disease (expansion, angiogenesis, metastasis) may follow the rules of evolutionary biology during speciation. In the strictest sense, speciation refers to reproductive isolation, which is obviously not the case here; subsequently I will use “clones” of cells in lieu of species. How this clone develops a growth advantage over its surrounding neighbors and at the same time, manages to suppress the growth of its normal counterparts, is a subject which is not well understood. The conventional approach of most scientists to such a problem is that of reductionism where an attempt is made to break the cell down into its individual components, and concentrate on identifying abnormalities that could explain the malignant characteristics. Reductionists would view the initiation and subsequent expansion of a cancer cell into an overwhelming clone as being driven by events related predominantly to the cell itself; for example the dysregulation of genes by mutations or deletions. Although, the reductionist method constitutes the backbone of solid science, transformation of a normal cell into a frankly malignant one is a gradual process involving multiple steps, making it difficult to apply the reductionist approach to the problem. These steps are not confined to the cell alone, but also involve a dynamic microenvironment which affects, and is in turn, affected by the expanding population of the abnormal cells. Thus the cell and its microenvironment, or the seed and the soil, constitute a complex system, and pluralists would argue that complex systems cannot be reduced to simple properties of their individual components. Or, to paraphrase Einstein, one can reduce the problem to its simplest possible solution, but no simpler.

Thousands of putative cancer cells are produced in the body each day, but die without further expansion because they are not well equipped to survive in an environment optimized for the support of normal cells. An ongoing interaction between a potential cancer cell and its micro-environment is therefore a necessary requirement for their co-evolution towards a malignant disease state. In other words, even as thousands of cancer cells are produced in the body on an annual basis, the clinical disease with all its malignant manifestations does not appear unless the cancer cell has had a chance to “evolve”. In fact, the situation has many parallels with the ongoing lively debate between the two groups of evolutionary biologists regarding speciation. The orthodox Neo-Darwinians (Maynard Smith, Richard Dawkins, Daniel Dennett) are reductionists who believe that natural selection is the sole engine driving evolution. The proponents of the punctuated equilibrium hypothesis (Niles Eldridge, (the late) Stephen J. Gould and Richard Lewontin) see evolution as being more complex so that natural selection may be the primary but not the exclusive source of modification. They are the pluralists. Application of the broad principles of evolutionary biology to carcinogenesis may define the sequence of events involved in the development of a malignancy, thereby locating therapeutic targets where intervention is likely to lead to an arrest, if not a reversal, of the process.

Let us take the example of the human bone marrow which is an exceedingly dynamic compartment with billions of cells of many different varieties being produced, as well as being programmed to die on an hourly basis. Deviancy is not well tolerated in this high throughput factory. Darwinian tenet would hold that natural selection acts to maintain stasis in a population by jettisoning the anomalous. Survival of a potential cancer cell is clearly incongruous in this background, since it should have been weeded out long before its daughters were able to overwhelm the marrow, but not if the initiation of cancer is a serendipitous phenomenon. Within every population, there are cells with minor variations; some cells are more “fit” to survive than others. Cellular proliferation in the bone marrow, occurs in “niches” where the balance between the negative and positive growth signals is tilted towards the latter. Imagine that a population of cells happened to become isolated in a microenvironmental niche that provided less than ideal support (for example, a slightly hypoxic environment) for the growth of normal cells. Some of the trapped cells may have been better able to survive in this abnormal environment as compared to normal cells that would have died perhaps because they were smaller in size, or they divided faster, or could withstand hypoxia better or lacked a surface protein necessary for recognition by a death effector for elimination. In short, cancer cells may be able to survive and outnumber normal cells in certain “abnormal” microenvironments precisely because of their inability to compete with normal cells in the “normal” microenvironment. The abnormality is best manifested as a growth advantage. If a cancer cell enjoys even a slight growth advantage, it will outnumber its normal counterparts within a few generations, something that can happen in a matter of weeks or days as far as the human body is concerned.

I would like to posit that at least in some instances, the initiation of cancer involves isolation and entrapment of variant cells in a microenvironmental milieu that is not conducive to the proliferation of normal cells. Any variation that enhances the likelihood for survival and reproduction will then be passed from one generation to the next simply as a result of natural selection. Accumulation of even subtle genetic changes over many generations could eventually have a dramatic effect.

An example is that of fatty foods causing gastrointestinal cancer. In rather simplistic terms, there is a burst of secretion of bile acids in the gut following the ingestion of a fatty meal. These bile acids perform their metabolic function efficiently, but as a side effect, also induce programmed cell death in the surrounding mucosal cells. With frequent fatty meals and repetition of this cycle, the stressed cells facing the bile acid assaults fight back by developing survival strategies in this noxious environment. Eventually, one cell will either be selected for survival because of its “differential fitness” or because it has silenced the genes that mediate programmed cell death. An epigenetic mechanisms that cancer cells have been widely shown to employ for silencing genes for death and differentiation is that of hyper-methylation. Simply by adding methyl groups to the cytosines (CpG islands) in the promoter sites of critical genes, the cell can block transcription of that gene. This cell develops the ability to thrive in a microenvironment which is killing its normal counterparts. A survival phenotype is a cancer phenotype.

Chance factors could operate to facilitate the survival of a variant clone of cells, slightly different than the normal cells, but it is still natural selection that does the rest of the work. The role of natural selection is to improve the “fit” between an organism and its environment. Expansion of the clone of cells must be accompanied by co-evolution of the seed (cells) and the soil (microenvironment). Take the following example. Cancer cells may proliferate continuously either because the soil is providing these “growth factors”, or the cell is constitutively turned “on” because of a genetic mutation. The cancer cell must not only divide and expand its own population continuously, it must also shut off the proliferation of normal cells. One way this is accomplished may be by developing the ability to proliferate in response to signals that are inhibitory to the normal cell as illustrated in the following example.

Cells communicate and transmit signals through proteins called cytokines. Tumor necrosis factor or TNF is a cytokine that induces normal cells to undergo programmed cell death. Some leukemia cells on the other hand are stimulated to proliferate by TNF. Let us go back to our statement that within every population, there are cells with minor variations; some cells are more “fit” to survive than others. Now imagine what happens when there are a number of stem cells with varying “fitness” trapped in a microenvironmental niche which had a higher than normal level of TNF. The “normal” cells will be inhibited from proliferating while the slightly “abnormal” one will begin to proliferate. With time, the more TNF is produced, the better the abnormal cell fits the environment and expands its population at the expense of its normal counterpart. In fact, the abnormal cell itself may start producing TNF to enhance its own growth while at the same time suppressing that of the normal cells.

The microenvironment of cancer cells in the body not only consists of stromal cells capable of producing cytokines such as TNFa, but in addition harbors components of the immune system as well as newly formed blood vessels which directly affect the growth and perpetuation of the abnormal clone of cells. An important implication of these biologic insights is that the “cause” of cancer as a disease entity is at least in part related to the changed microenvironment and not something restricted to the intrinsic properties of the cancer cell. Consequently, strategies directed at eliminating the malignant cell alone, no matter how efficient, will only solve part of the problem at best, and be successful temporarily. Even if 99% of the abnormal cancer cells are destroyed but the microenvironment is left intact with all its abnormal features, then normal cells would not be able to survive for long in that setting, resulting in the redistribution of the growth advantage back to a “more fit” or abnormal cell causing relapse. This scenario is unfortunately all too familiar in the treatment of most cancers. Chemotherapy can produce striking complete remissions, but the cancers relapse eventually, and the second time around, they are more resistant to therapy as the cells causing a relapse have followed the Darwinian selection process of having survived in the presence of the noxious drug in the first place. In order to obtain complete and durable responses, both the seed and the soil would need to be targeted.

Developing models like this is not just of theoretical interest, but there are immediate and practical applications of these to the human condition. The conclusion is that it should not be a case of “either/or” in terms of the reductionist versus pluralistic view of cancer, but a combination of the two views as far as planning effective treatment is concerned. In order to kill the seed or the cancer cell, a reductionist approach must be used to identify the key steps involved in the perpetuation of the clone. Targeted therapies should be developed to interfere with the specific intracellular steps, for example an abnormal protein being produced by a mutated gene. In addition, with the pluralistic view of cancer in mind, the extracellular components should be targeted simultaneously, for example blood vessels or cytokines such as TNF. The future success of cancer treatment will depend on how rapidly and how effectively we learn to combine therapies which simultaneously attack several targets in the cell as well as the microenvironment. Studying cancer cells in isolation without their natural in vivo microenvironment, or through artificial mouse models will only yield limited information.

In summary then, cancer initiation could be the result of the serendipitous presence of an abnormal cell in an abnormal microenvironmental niche. Natural selection then works to improve the fitness between the seed and the soil, making both increasingly abnormal. The rate at which this occurs depends at least in part on the body’s ability to mobilize the immune system to mount a counterattack, and that of the cells to expand their clone, for example through the formation of new blood vessels. Thus, the time from initiation to actual disease manifestation could vary considerably depending on the forces driving the fitness landscape. The famous quip by a Neo-Darwinist (who believe that evolution is a gradual process) criticizing the punctuated equilibrium theory that he “did not believe in evolution by jerks” was answered by the Gould group (who suggest that periods of stasis are punctuated by sudden proliferation of species) with the retort that they “did not believe in evolution by creeps”. The evolution of cancer is probably best described by both jerks and creeps.

Previous Rx Columns:
Spicing Cancer Treatment
The War on Cancer

Monday Musing: In the Peace Corps’ Shadow

A couple of weeks ago the travel writer and memoirist Paul Theroux published an opinion piece entitled “The Rock Star’s Burden” in the New York Times. It is an article full of bitterness and bile where, in a display of almost unbelievable hubris, Theroux basically expresses a thinly disguised disappointment that the country of Malawi, where he worked as part of the Peace Corps 40 years ago, has not been able to convert his (and others’) generous donation of time and energy into becoming more like a grateful version of Switzerland:

Theroux_2Those of us who committed ourselves to being Peace Corps teachers in rural Malawi more than 40 years ago are dismayed by what we see on our return visits and by all the news that has been reported recently from that unlucky, drought-stricken country. But we are more appalled by most of the proposed solutions.

I am not speaking of humanitarian aid, disaster relief, AIDS education or affordable drugs. Nor am I speaking of small-scale, closely watched efforts like the Malawi Children’s Village. I am speaking of the ”more money” platform: the notion that what Africa needs is more prestige projects, volunteer labor and debt relief. We should know better by now. I would not send private money to a charity, or foreign aid to a government, unless every dollar was accounted for — and this never happens.

He then takes his misguided judgment of the causes of problems in Malawi and, predictably enough, generalizes it to all of Africa:

Teaching in Africa was one of the best things I ever did. But our example seems to have counted for very little. My Malawian friend’s children are of course working in the United States and Britain. It does not occur to anyone to encourage Africans themselves to volunteer in the same way that foreigners have done for decades. There are plenty of educated and capable young adults in Africa who would make a much greater difference than Peace Corps workers.

The emigration of Africans to the preposterously prosperous countries of the West particularly galls Theroux; after all, didn’t he go there to try and help them? Why can’t they stay and help themselves? Is he really seriously suggesting that if Malawians, with an average income of around 50 cents per day, 900,000 of whom are infected with AIDS, and who have a basic literacy rate of barely 50 percent, were to just stay home and “volunteer in the same way that foreigners have done for decades,” that Malawi’s problems would go away? It doesn’t seem to have occurred to Theroux that while he had the education and the luxury of taking a couple of years off in his youth to indulge his idealistic fantasies (and turn the experience into a lucrative career writing about it–it takes the average Malawian a year to earn the amount of money Theroux probably makes in a day) through a program (the Peace Corps) explicitly designed as a propaganda tool for the American government in the cold war years, most Malawians cannot take a few years off to “volunteer” for the betterment of their country. Of course, those (and there are really very few) who are able to get to the West to make a better life for themselves will do so. And why shouldn’t they? (Mr. Theroux seems not even to have any idea of the difficulties of getting a visa to the West for anyone in the third world.)

Bonoimg782200Bono, through his high-profile campaigns for African debt relief, serves as the main lightning rod for Theroux’s odious and acidic attacks:

There are probably more annoying things than being hectored about African development by a wealthy Irish rock star in a cowboy hat, but I can’t think of one at the moment. If Christmas, season of sob stories, has turned me into Scrooge, I recognize the Dickensian counterpart of Paul Hewson — who calls himself ”Bono” — as Mrs. Jellyby in ”Bleak House.” Harping incessantly on her adopted village of Borrioboola-Gha ”on the left bank of the River Niger,” Mrs. Jellyby tries to save the Africans by financing them in coffee growing and encouraging schemes ”to turn pianoforte legs and establish an export trade,” all the while badgering people for money.

And also:

Bono, in his role as Mrs. Jellyby in a 10-gallon hat, not only believes that he has the solution to Africa’s ills, he is also shouting so loud that other people seem to trust his answers. He traveled in 2002 to Africa with former Treasury Secretary Paul O’Neill, urging debt forgiveness. He recently had lunch at the White House, where he expounded upon the ”more money” platform…

By coincidence, at the time that I read Theroux’s hysterical screed against any money for Africa (keep in mind his saying, “I would not send private money to a charity, or foreign aid to a government, unless every dollar was accounted for — and this never happens”), I had just finished reading The End of Poverty by Jeffrey Sachs, with a foreword by the much-maligned Bono. Sachs is an extremely well-respected economist, and was named one of Time Magazine’s 100 Most Influential People. He is also the director of the Earth Institute at Columbia University. I recommended Sach’s book in 3QD’s year-end round-up of the best books of 2005, and he does such a good job of not only explaining the “poverty trap” that some African (and other extremely poor) countries find themselves in, but also of anticipating and answering the objections of the likes of Theroux, that I will let him do most of the talking now:

Sachs_3When poverty is very extreme, the poor do not have the ability–by themselves–to get out of the mess. Here is why: Consider the kind of poverty caused by a lack of capital per person. Poor rural villages lack trucks, paved roads, power generators, irrigation channels. Human capital is very low, with hungry, disease-ridden, and illiterate villagers struggling for survival. Natural capital is depleted: the trees have been cut down and the soil nutrients exhausted. In these conditions the need is for more capital–physical, human, natural–but that requires more saving. When people are poor, but not utterly destitute, they may be able to save. When they are utterly destitute, they need their entire income, or more, just to survive. There is no margin of income above survival that can be invested for the future.

This is the main reason why the poorest of the poor are most prone to becoming trapped with low or negative economic growth rates. They are too poor to save for the future and thereby accumulate the capital per person that could pull them out of their current misery…

[The saving rate, for example, of upper-middle-income countries was 25% as opposed to 10% for the least-developed countries, according to a 2004 World Bank study.]

In fact, the standard measures of domestic saving, based on the official national accounts, overstate the saving of the poor because these data do not account for the fact that the poor are depleting their natural capital by cutting down trees, exhausting soils of their nutrients, mining their mineral, energy, and metal deposits, and overfishing… When a tree is cut down and sold for fuelwood, and not replanted, the earnings to the logger are counted as income, but instead should be counted as a conversion of one capital asset (the tree) into a financial asset (money). (TEoP, p.57)

There is much more to this, but you will have to read the book yourself to get all the details, which Sachs does an admirable job of laying out for the non-specialist reader. Much of the book is spent in showing that it is possible, using available data, to estimate fairly accurately the amounts of capital infusion needed by a country to escape the poverty trap. It’s better to just let Sachs take it from there:

Africa needs around $30 billion per year in order to escape from poverty. But if we actually gave that aid, where would it go? Right down the drain if the past is any guide. Sad to say, Africa’s education levels are so low that even programs that work elsewhere would fail in Africa. Africa is corrupt and riddled with authoritarianism. It lacks modern values and the institutions of a free market economy needed to achieve success… And here is the bleakest truth: Suppose that our aid saved Africa’s children. What then? There would be a population explosion, and a lot more hungry adults. We would have solved nothing.

If your head was just nodding yes, please read this chapter with special care. The paragraph above repeats conventional rich-world wisdom about Africa, and to a lesser extent, other poor regions. While common, these assertions are incorrect. Yet they have been repeated publicly for so long, or whispered in private, that they have become accepted as truths by the broad public as well as much of the development community, particularly by people who have never worked in Africa.  I use the case of Africa because prejudices against Africa run so high, but the same attitudes were expressed about other parts of the world before those places achieved economic development and cultural prejudices could not hold up. (TEoP, p. 309)

Hmmm, does the first paragraph above remind you of something you’ve read lately? In the rest of the chapter, Sachs answers these and other objections to aid for Africa in careful detail, with section headings such as:

  • Money down the drain
  • Aid programs would fail in Africa
  • Corruption is the culprit
  • A democracy deficit
  • Lack of modern values
  • The need for economic freedom
  • A shortfall of morals

Just to give a flavor of how Sachs’s refutations of these cliched arguments go, let me first quote our self-appointed Africa expert, Mr. Theroux, one last time:

When Malawi’s minister of education was accused of stealing millions of dollars from the education budget in 2000, and the Zambian president was charged with stealing from the treasury, and Nigeria squandered its oil wealth, what happened? The simplifiers of Africa’s problems kept calling for debt relief and more aid. I got a dusty reception lecturing at the Bill and Melinda Gates Foundation when I pointed out the successes of responsible policies in Botswana, compared with the kleptomania of its neighbors. Donors enable embezzlement by turning a blind eye to bad governance, rigged elections and the deeper reasons these countries are failing.

Now here is Sachs again:

In the past, the overwhelming prejudices against Africa have been grounded in overt racism. Today the ever repeated assertion is that corruption–or “poor governance”–is Africa’s venal sin, the deepest source of its current malaise. Both Africans themselves and outsiders level this charge…

The point is that virtually all poor countries have governance and corruption indicators that are below those of the high-income countries. Governance and higher income go hand in hand not only because good governance raises incomes, but also, and perhaps even more important, because higher income leads to improved governance…

Africa’s governance is poor because Africa is poor. Crucially, however, two other things are also true. At any given level of governance (as measured by standard indicators), African countries tend to grow less rapidly than similarly governed countries in other parts of the world… Something else is afoot; as I have argued at length, the slower growth is best explained by geographical and ecological factors. Second, Africa shows absolutely no tendency to be more or less corrupt than other countries at the same income level. (TEoP, p. 311)

As for Africa’s lack of democracy, Sachs notes that:

Africa’s share of free and partly free countries, 66 percent, actually stands above the average for non-African low-income countries in 2003, 57 percent…

Democratization, alas, does not reliably translate into faster economic growth, at least in the short term. The links from democracy to economic performance are relatively weak, even though democracy is surely a boon for human rights and a barrier against large-scale killing, torture, and other abuses by the state. The point is not that Africa will soar economically now that it is democratizing, but rather that the charge of authoritarian rule as a basic obstacle to good governance in Africa is passe. (TEoP, p. 315)

Well, you get the idea. Buy the book and read it. As for Theroux, he should stick to doing what he does best: writing gossipy accounts of much better writers than himself, like, In Sir Vidia’s Shadow, his book trashing his former mentor, V. S. Naipaul. And more power to Bono!

From Sach’s website: How You Can Help End Poverty.

Have a good week!

My other recent Monday Musings:
Richard Dawkins, Relativism and Truth
Reexamining Religion
Posthumously Arrested for Assaulting Myself
Be the New Kinsey
General Relativity, Very Plainly
Regarding Regret
Three Dreams, Three Athletes
Rocket Man
Francis Crick’s Beautiful Mistake
The Man With Qualities
Special Relativity Turns 100
Vladimir Nabokov, Lepidopterist
Stevinus, Galileo, and Thought Experiments
Cake Theory and Sri Lanka’s President